Khan Ilyas 4

4 · EVERGREEN ENERGY INC · Filed Feb 3, 2011

Insider Transaction Report

Form 4

Period: 2011-02-01

EVERGREEN ENERGY INCEEE

Khan Ilyas

Director

Transactions

Purchase
Common Stock
2011-02-01$2.60/sh+88,462$230,001→ 88,462 total(indirect: Crosby Capital Partners (BVI) Limited)
Purchase
Warrant (Right to Buy)
2011-02-01$2.73/sh+43,152$117,805→ 129,456 total(indirect: Crosby Capital Partners (BVI) Limited)
Exercise: $2.73From: 2011-08-01Exp: 2014-08-01→ Common Stock (43,152 underlying)
Purchase
Warrant (Right to Buy)
2011-02-01$2.73/sh+28,142$76,828→ 84,427 total(indirect: Crosby Asset Management Inc.)
Exercise: $2.73From: 2011-08-01Exp: 2014-08-01→ Common Stock (28,142 underlying)
Other
Warrant (Right to Buy)
2011-02-01$2.60/sh+283,654$737,500→ 283,654 total(indirect: Crosby (Hong Kong) Limited)
Exercise: $2.60From: 2011-08-01Exp: 2014-08-01→ Common Stock (283,654 underlying)
Purchase
Common Stock
2011-02-01$2.60/sh+57,692$149,999→ 57,692 total(indirect: Crosby Asset Management Inc.)
Purchase
Warrant (Right to Buy)
2011-02-01$2.60/sh+86,304$224,390→ 86,304 total(indirect: Crosby Capital Partners (BVI) Limited)
Exercise: $2.60From: 2011-08-01Exp: 2014-08-01→ Common Stock (86,304 underlying)
Purchase
Warrant (Right to Buy)
2011-02-01$2.80/sh+43,152$120,826→ 172,608 total(indirect: Crosby Capital Partners (BVI) Limited)
Exercise: $2.80From: 2011-08-01Exp: 2014-08-01→ Common Stock (43,152 underlying)
Purchase
Warrant (Right to Buy)
2011-02-01$2.60/sh+56,285$146,341→ 56,285 total(indirect: Crosby Asset Management Inc.)
Exercise: $2.60From: 2011-08-01Exp: 2014-08-01→ Common Stock (56,285 underlying)
Purchase
Warrant (Right to Buy)
2011-02-01$2.80/sh+28,142$78,798→ 112,569 total(indirect: Crosby Asset Management Inc.)
Exercise: $2.80From: 2011-08-01Exp: 2014-08-01→ Common Stock (28,142 underlying)

Holdings

Warrant (Right to Buy)
(indirect: Crosby Special Situations Fund Limited)
→ Common Stock
1,238,150

Footnotes (6)

[F1]The Reporting Person owns 88% of ECK & Partners Holdings Limited. Crosby Capital Partners (BVI) Limited is a wholly-owned subsidiary of ECK & Partners Holdings Limited.
[F2]The Reporting Person owns 88% of ECK & Partners Holdings Limited. Crosby Asset Management Inc. is 48% owned by ECK & Partners Holdings Limited.
[F3]Received as partial compensation pursuant to a Professional Services Agreement between Crosby (Hong Kong) Limited and the Issuer.
[F4]The Reporting Person owns 88% of ECK & Partners Holdings Limited. Crosby (Hong Kong) Limited is 99.9% owned by ECK & Partners Holdings Limited.
[F5]Not applicable - report of holdings only.
[F6]The Reporting Person owns 88% of ECK & Partners Holdings Limited. Crosby Special Situations Fund Limited is a wholly-owned subsidiary of ECK & Partners Holdings Limited.

Documents

1 file

4
rrd299678.xmlPrimary
2/1/11 FINANCING