5//SEC Filing
Williams Elrick 5
Accession 0001181431-11-007172
CIK 0001001171other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 5:24 PM ET
Size
8.8 KB
Accession
0001181431-11-007172
Insider Transaction Report
Form 5
Williams Elrick
DirectorOther
Transactions
- Award
Stock Option (Right to Buy)
2010-01-21$6.00/sh+1,250$7,500→ 3,125 totalExercise: $6.00From: 2010-01-21Exp: 2020-01-21→ Common Stock (1,250 underlying)
Holdings
- 189,517(indirect: By LLC)
Common Stock
- 1,875
Stock Option (Right to Buy)
Exercise: $4.00From: 2009-01-21Exp: 2019-01-21→ Common Stock (1,875 underlying)
Footnotes (3)
- [F1]These are BYFC holdings by Williams Group Holdings.The Common Stock may be exercised at any time, at the holder's election, and has no expiration date. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person by Williams Group Holdings LLC.
- [F2]Mr. Elrick Williams is Chairman of Williams Group Holdings LLC. The reporting person disclaims beneficial ownership of the securities held by Williams Group Holdings LLC, except to the extent of his pecuniary interest therein.
- [F3]The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.
Documents
Issuer
BROADWAY FINANCIAL CORP \DE\
CIK 0001001171
Entity typeother
Related Parties
1- filerCIK 0001381559
Filing Metadata
- Form type
- 5
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 5:24 PM ET
- Size
- 8.8 KB