BROADWAY FINANCIAL CORP \DE\ 4
4 · BROADWAY FINANCIAL CORP \DE\ · Filed Feb 3, 2011
Insider Transaction Report
Form 4
ROBERTS VIRGIL P
Director
Transactions
- Award
Stock Option (Right to Buy)
2011-01-21$2.47/sh+3,036$7,499→ 7,945 totalExercise: $2.47From: 2011-01-21Exp: 2021-01-21→ Common Stock (3,036 underlying)
Holdings
- 3,659
Stock Option (Right to Buy)
Exercise: $4.00From: 2009-01-21Exp: 2019-01-21→ Common Stock (1,875 underlying) - 3,917
Common Stock
- 5,806
Common Stock
- 1,784
Stock Option (Right to Buy)
Exercise: $8.19From: 2007-09-19Exp: 2012-09-19→ Common Stock (1,784 underlying) - 4,909
Stock Option (Right to Buy)
Exercise: $6.00From: 2010-01-21Exp: 2020-01-21→ Common Stock (1,250 underlying)
Footnotes (3)
- [F1]These are shares held in the name of Virgil P. Roberts and Brenda Roberts, spouse.
- [F2]The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.
- [F3]These Stock Options were granted on 09/19/2002 at 8.1900 per share and 1784 shares and vest in five (5) equal annual installments beginning on the first anniversary date of grant. These were granted from the Stock Option Plan for Outside Directors and expire 09/19/2012 or upon departure from Board.