Home/Filings/5/0001181431-11-007207
5//SEC Filing

BROADWAY FINANCIAL CORP \DE\ 5

Accession 0001181431-11-007207

$BYFCCIK 0001001171operating

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 6:12 PM ET

Size

10.4 KB

Accession

0001181431-11-007207

Insider Transaction Report

Form 5
Period: 2010-12-31
Transactions
  • Award

    Stock Option (Right to Buy)

    2010-01-21$6.00/sh+1,250$7,5004,909 total
    Exercise: $6.00From: 2010-01-21Exp: 2020-01-21Common Stock (1,250 underlying)
Holdings
  • Common Stock

    3,917
  • Common Stock

    5,806
  • Stock Option (Right to Buy)

    Exercise: $8.19From: 2007-09-19Exp: 2012-09-19Common Stock (1,784 underlying)
    1,784
  • Stock Option (Right to Buy)

    Exercise: $4.00From: 2009-01-21Exp: 2019-01-21Common Stock (1,875 underlying)
    3,659
Footnotes (3)
  • [F1]These are shares held in the name of Virgil P. Roberts and Brenda Roberts, spouse.
  • [F2]The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.
  • [F3]These Stock Options were granted on 09/19/2002 at 8.1900 per share and 1784 shares and vest in five (5) equal annual installments beginning on the first anniversary date of grant. These were granted from the Stock Option Plan for Outside Directors and expire 09/19/2012 or upon departure from Board.

Issuer

BROADWAY FINANCIAL CORP \DE\

CIK 0001001171

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001001171

Filing Metadata

Form type
5
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 6:12 PM ET
Size
10.4 KB