ROBINS BRIAN 4

Accession 0001181431-11-008657

CIK 0001337272other

Filed

Feb 8, 7:00 PM ET

Accepted

Feb 9, 5:11 PM ET

Size

23.0 KB

Accession

0001181431-11-008657

Form 4

Period: 2011-02-07

SVP-Chief Marketing Officer

Transactions

Tax Payment
Class A-8 Common Stock
2011-02-07−14,420.285→ 32,778.493 total
Exercise/Conversion
Class L Common Stock
2011-02-07+3,208.889→ 5,242.695 total
Exercise: $0.00→ Class A-8 Common Stock (3,208.889 underlying)
Tax Payment
Class L Common Stock
2011-02-07−1,756.4→ 5,446.401 total
Exercise: $0.00→ Class A-8 Common Stock (1,756.4 underlying)
Exercise/Conversion
Rollover Unit Option (right to buy)
2011-02-07−24,666.667→ 0 total
Exercise: $4.50From: 2005-08-11Exp: 2011-03-07→ Units (24,666.667 underlying)
Tax Payment
Class A-8 Common Stock
2011-02-07−15,812.461→ 49,032.699 total
Tax Payment
Class L Common Stock
2011-02-07−1,601.761→ 3,640.934 total
Exercise: $0.00→ Class A-8 Common Stock (1,601.761 underlying)
Exercise/Conversion
Class A-8 Common Stock
2011-02-07+28,888.889→ 47,198.778 total
Exercise/Conversion
Class A-8 Common Stock
2011-02-07+32,066.667→ 64,845.16 total
Exercise/Conversion
Rollover Unit Option (right to buy)
2011-02-07−22,222.222→ 0 total
Exercise: $4.50From: 2005-08-11Exp: 2011-03-07→ Units (22,222.222 underlying)
Exercise/Conversion
Class L Common Stock
2011-02-07+3,561.867→ 7,202.801 total
Exercise: $0.00→ Class A-8 Common Stock (3,561.867 underlying)

Footnotes (5)

[F1]Shares received upon exercise of an aggregate of 22,222.2222 options for Units at an exercsie price of $4.50 per Unit. Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
[F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
[F3]Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
[F4]Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.
[F5]Shares received upon exercise of an aggregate of 24,666.6667 options for Units at an exercsie price of $4.50 per Unit. Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.

Documents

1 file

SUNGARD CAPITAL CORP

CIK 0001337272

Entity typeother