Peters Lisa B 4
4 · Bank of New York Mellon CORP · Filed Feb 9, 2011
Insider Transaction Report
Form 4
Peters Lisa B
Sr. Executive Vice President
Transactions
- Disposition to Issuer
Common Stock
2011-02-07−1,363.979→ 135,149.654 total - Tax Payment
Common Stock
2011-02-07$31.84/sh−1,562$49,734→ 133,587.654 total - Disposition to Issuer
Performance Shares
2011-02-07−5,683.979→ 0 totalFrom: 2010-12-31Exp: 2011-03-15→ Common Stock (5,683.979 underlying)
Holdings
- 6,710.586(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Disposition represents forfeiture of restricted stock portion of Performance Share Award granted to the Reporting Person by the Issuer on March 10, 2008. The Reporting Person forfeited 1,363.9793 shares out of a total of 5,683.9793 such shares (including shares from dividend reinvestment) which are included in the pre-forfeiture ownership totals.
- [F2]Not Applicable.
- [F3]Shares withheld in payment of tax liability relating to vested portion of Performance Shares.
- [F4]Holdings reported as of 12/30/2010.
- [F5]1-for-1.
- [F6]Disposition represents forfeiture of entire Other Stock-Based Award portion of Performance Share Award granted on March 10, 2008. The maximum amount that could have been earned by Reporting Person was represented by the combination of the restricted stock referred to in Footnote 1 above and of this award (and dividend reinvestments).