4//SEC Filing
PALERMO JAMES P 4
Accession 0001181431-11-008743
CIK 0001390777other
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 5:54 PM ET
Size
10.9 KB
Accession
0001181431-11-008743
Insider Transaction Report
Form 4
PALERMO JAMES P
Vice Chairman
Transactions
- Disposition to Issuer
Common Stock
2011-02-07−2,667.321→ 191,793.819 total - Tax Payment
Common Stock
2011-02-07$31.84/sh−2,859$91,031→ 188,934.819 total - Disposition to Issuer
Performance Shares
2011-02-07−11,112.321→ 0 totalFrom: 2010-12-31Exp: 2011-03-15→ Common Stock (11,112.321 underlying)
Holdings
- 4,148.014(indirect: By 401(k))
Common Stock
- 51,056(indirect: By GRAT 2010)
Common Stock
Footnotes (7)
- [F1]Disposition represents forfeiture of restricted stock portion of Performance Share Award granted to the Reporting Person by the Issuer on March 10, 2008. The Reporting Person forfeited 2,667.3208 shares out of a total of 11,112.3208 such shares (including shares from dividend reinvestment) which are included in the pre-forfeiture ownership totals.
- [F2]Not Applicable.
- [F3]Shares withheld in payment of tax liability relating to vested portion of Performance Shares.
- [F4]Holdings reported as of 12/30/2010.
- [F5]Grantor Retained Annuity Trust, of which Reporting Person is Trustee. These shares were contributed on December 14, 2010, and were previously reported as direct beneficial ownership.
- [F6]1-for-1.
- [F7]Disposition represents forfeiture of entire Other Stock-Based Award portion of Performance Share Award granted on March 10, 2008. The maximum amount that could have been earned by Reporting Person was represented by the combination of the restricted stock referred to in Footnote 1 above and of this award (and dividend reinvestments).
Documents
Issuer
Bank of New York Mellon CORP
CIK 0001390777
Entity typeother
Related Parties
1- filerCIK 0001201586
Filing Metadata
- Form type
- 4
- Filed
- Feb 8, 7:00 PM ET
- Accepted
- Feb 9, 5:54 PM ET
- Size
- 10.9 KB