Schramm David 4
4 · MAXWELL TECHNOLOGIES INC · Filed Feb 10, 2011
Insider Transaction Report
Form 4
Schramm David
DirectorCEO and President
Transactions
- Gift
Common Stock
2011-01-28−30,777→ 24,500 total - Award
Common Stock
2011-02-08+34,265→ 58,765 total - Gift
Common Stock
2011-01-28+30,777→ 131,949 total(indirect: By Trust)
Holdings
- 55,277
Common Stock
- 800(indirect: By IRA)
Common Stock
- 600(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]The reported securities are owned directly by Schramm Family Trust and indirectly by David Schramm.
- [F2]On a Form 4 filed on October 14, 2010, it was erroneously reported that Mr. Schramm forfeited 20,000 shares subject to a restricted stock award. The amount forfeited should have been reported as 10,000. The securities ownership (column 5) reported herein correctly reflects the ownership of the 10,000 shares subject to a restricted stock award that were not forfeited.
- [F3]This acquisition represents a restricted stock award subject to both service-based and performance-based vesting criteria.