Framke Greg 4
4 · E TRADE FINANCIAL CORP · Filed Feb 14, 2011
Insider Transaction Report
Form 4
Framke Greg
Managing Director,CIO
Transactions
- Award
Common Stock
2011-02-10+45,733→ 211,705 total - Tax Payment
Common Stock
2011-02-11$17.77/sh−6,780$120,481→ 204,925 total - Tax Payment
Common Stock
2011-02-13$17.77/sh−10$178→ 204,915 total - Tax Payment
Common Stock
2011-02-13$17.77/sh−88$1,564→ 204,827 total - Award
Common Stock
2011-02-10+46,442→ 179,196 totalExercise: $17.58Exp: 2011-02-10→ Common Stock (46,442 underlying)
Footnotes (6)
- [F1]Restricted stock unit award will vest over four years, with 25% vesting on February 10, 2012, 25% vesting on February 10, 2013, 25% vesting on February 10, 2014 and the remaining 25% vesting on February 10, 2015.
- [F2]Shares reported were withheld for payment of taxes associated with the vesting of 1/3 of a grant of restricted stock originally made on February 11, 2007.
- [F3]Shares reported were withheld for payment of taxes associated with the remainder vesting of a grant of restricted stock originally made on February 13, 2007.
- [F4]Shares reported were withheld for payment of taxes associated with the remainder vesting of a grant of restricted stock originally made on February 13, 2007.
- [F5]Option grant will vest over four years, with 25% vesting on February 10, 2012, 25% vesting on February 10, 2013, 25% vesting on February 10, 2014 and the remaining 25% vesting on February 10, 2015.
- [F6]Number of derivative Securities Beneficially Owned Following Reported Transaction reflects 17,527 options that expired between February 28 and December 21, 2010.