Home/Filings/4/0001181431-11-010152
4//SEC Filing

Utton Nicholas 4

Accession 0001181431-11-010152

CIK 0001015780other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 8:00 PM ET

Size

9.1 KB

Accession

0001181431-11-010152

Insider Transaction Report

Form 4
Period: 2011-02-10
Utton Nicholas
Chief Marketing Officer
Transactions
  • Tax Payment

    Common Stock

    2011-02-11$17.77/sh6,213$110,405200,490 total
  • Award

    Common Stock

    2011-02-10+42,572175,286 total
    Exercise: $17.58Exp: 2018-02-10Common Stock (42,572 underlying)
  • Award

    Common Stock

    2011-02-10+41,992206,703 total
Footnotes (3)
  • [F1]Restricted stock unit award will vest over four years, with 25% vesting on February 10, 2012, 25% vesting on February 10, 2013, 25% vesting on February 10, 2014, and the remaining 25% vesting on February 10, 2015.
  • [F2]Shares reported were withheld for payment of taxes associated with the vesting of 1/3 of a grant of restricted stock originally made on February 11, 2010.
  • [F3]Option grant will vest over four years, with 25% vesting on February 10, 2012, 25% vesting on February 10, 2013, 25% vesting on February 10, 2014, and the remaining 25% vesting on February 10, 2015.

Issuer

E TRADE FINANCIAL CORP

CIK 0001015780

Entity typeother

Related Parties

1
  • filerCIK 0001449493

Filing Metadata

Form type
4
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 8:00 PM ET
Size
9.1 KB