Utton Nicholas 4
4 · E TRADE FINANCIAL CORP · Filed Feb 14, 2011
Insider Transaction Report
Form 4
Utton Nicholas
Chief Marketing Officer
Transactions
- Tax Payment
Common Stock
2011-02-11$17.77/sh−6,213$110,405→ 200,490 total - Award
Common Stock
2011-02-10+42,572→ 175,286 totalExercise: $17.58Exp: 2018-02-10→ Common Stock (42,572 underlying) - Award
Common Stock
2011-02-10+41,992→ 206,703 total
Footnotes (3)
- [F1]Restricted stock unit award will vest over four years, with 25% vesting on February 10, 2012, 25% vesting on February 10, 2013, 25% vesting on February 10, 2014, and the remaining 25% vesting on February 10, 2015.
- [F2]Shares reported were withheld for payment of taxes associated with the vesting of 1/3 of a grant of restricted stock originally made on February 11, 2010.
- [F3]Option grant will vest over four years, with 25% vesting on February 10, 2012, 25% vesting on February 10, 2013, 25% vesting on February 10, 2014, and the remaining 25% vesting on February 10, 2015.