RIVERA LUPE M 4
4 · EXELIXIS INC · Filed Feb 15, 2011
Insider Transaction Report
Form 4
EXELIXIS INCEXEL
RIVERA LUPE M
SVP, Operations
Transactions
- Exercise/Conversion
Common Stock
2011-02-15+10,313→ 10,313 total - Exercise/Conversion
Restricted Stock Units
2011-02-15−2,500→ 7,500 total→ Common Stock (2,500 underlying) - Exercise/Conversion
Common Stock
2011-02-15+2,500→ 12,813 total - Exercise/Conversion
Restricted Stock Units
2011-02-15−10,313→ 30,937 total→ Common Stock (10,313 underlying)
Holdings
- 3,103(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were granted on December 9, 2009 and were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on December 11, 2009.
- [F2]Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were granted on January 14, 2010 and were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on January 15, 2010.
- [F3]Represents 3,103 shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of February 14, 2011.
- [F4]Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.
- [F5]On December 9, 2009, the reporting person was granted 41,250 restricted stock units, of which 1/4th of the shares subject to the restricted stock units vested on February 15, 2011. The common stock into which such vested restricted stock units converted on February 15, 2011 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 1/16th of the original number of shares subject to the restricted stock units on each succeeding May 15, August 15, November 15 and February 15 until fully vested.
- [F6]On January 14, 2010, the reporting person was granted 10,000 restricted stock units, of which 1/4th of the shares subject to the restricted stock units vested on February 15, 2011. The common stock into which such vested restricted stock units converted on February 15, 2011 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 1/16th of the original number of shares subject to the restricted stock units on each succeeding May 15, August 15, November 15 and February 15 until fully vested.