GELDER JAMES R 4

4 · NATIONAL FINANCIAL PARTNERS CORP · Filed Feb 17, 2011

Form 4

Period: 2011-02-16

EVP NFPOther

Transactions

Exercise/Conversion
Common Stock
2011-02-16+1,796→ 27,416 total
Tax Payment
Restricted Stock Units
2011-02-16−751→ 1,796 total
Exercise: $0.00→ Common Stock (751 underlying)
Tax Payment
Restricted Stock Units
2011-02-16−6,521→ 37,760 total
Exercise: $0.00→ Common Stock (6,521 underlying)
Tax Payment
Restricted Stock Units
2011-02-16−1,790→ 16,438 total
Exercise: $0.00→ Common Stock (1,790 underlying)
Exercise/Conversion
Restricted Stock Units
2011-02-16−4,286→ 12,152 total
Exercise: $0.00→ Common Stock (4,286 underlying)
Award
Restricted Stock Units
2011-02-16+11,113→ 11,113 total
Exercise: $0.00→ Common Stock (11,113 underlying)
Exercise/Conversion
Common Stock
2011-02-16+15,620→ 43,036 total
Exercise/Conversion
Common Stock
2011-02-16+4,286→ 47,322 total
Sale
Common Stock
2011-02-17$13.85/sh−900$12,469→ 46,422 total
Exercise/Conversion
Restricted Stock Units
2011-02-16−1,796→ 0 total
Exercise: $0.00→ Common Stock (1,796 underlying)
Exercise/Conversion
Restricted Stock Units
2011-02-16−15,620→ 22,140 total
Exercise: $0.00→ Common Stock (15,620 underlying)

Footnotes (7)

[F1]Includes shares owned jointly with Reporting Person's spouse.
[F2]This transaction was executed in multiple trades at prices ranging from $13.84 to $13.87. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
[F3]Restricted Stock Units ("RSUs") vest in three equal annual installments commencing February 16, 2009. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
[F4]N/A
[F5]RSUs vest in three equal annual installments commencing February 16, 2010. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
[F6]RSUs vest in three equal annual installments commencing February 16, 2011. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
[F7]RSUs vest in three equal annual installments commencing February 16, 2012. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.

Documents

1 file