4//SEC Filing
VERSANT VENTURE CAPITAL I LP 4
Accession 0001181431-11-011307
CIK 0001162194other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 9:59 PM ET
Size
34.7 KB
Accession
0001181431-11-011307
Insider Transaction Report
Form 4
FLUIDIGM CORPFLDM
VERSANT VENTURE CAPITAL I LP
10% Owner
Transactions
- Conversion
Series D Preferred Stock
2011-02-15−81,396→ 8,254 total(indirect: See Footnotes)→ Common Stock (81,396 underlying) - Conversion
Common Stock
2011-02-15$0.02/sh+164$3→ 1,042,850 total(indirect: See Footnotes) - Conversion
Series E Preferred Stock
2011-02-15−346→ 7,744 total(indirect: See Footnotes)→ Common Stock (346 underlying) - Conversion
Common Stock
2011-02-15+81,396→ 1,042,686 total(indirect: See Footnotes) - Conversion
Common Stock
2011-02-15$0.02/sh+346$7→ 1,043,196 total(indirect: See Footnotes) - Conversion
Series E Preferred Stock
2011-02-15−148→ 7,596 total(indirect: See Footnotes)→ Common Stock (544 underlying) - Conversion
Common Stock
2011-02-15$0.02/sh+148$3→ 1,043,344 total(indirect: See Footnotes) - Conversion
Common Stock
2011-02-15$0.02/sh+7,596$152→ 1,050,940 total(indirect: See Footnotes) - Conversion
Series E-1 Preferred Stock
2011-02-15−164→ 8,090 total(indirect: See Footnotes)→ Common Stock (164 underlying) - Conversion
Series E Preferred Stock
2011-02-15−7,596→ 0 total(indirect: See Footnotes)→ Common Stock (7,596 underlying)
VERSANT AFFILIATES FUND I-B LP
10% Owner
Transactions
- Conversion
Common Stock
2011-02-15$0.02/sh+148$3→ 1,043,344 total(indirect: See Footnotes) - Conversion
Common Stock
2011-02-15+81,396→ 1,042,686 total(indirect: See Footnotes) - Conversion
Common Stock
2011-02-15$0.02/sh+346$7→ 1,043,196 total(indirect: See Footnotes) - Conversion
Series D Preferred Stock
2011-02-15−81,396→ 8,254 total(indirect: See Footnotes)→ Common Stock (81,396 underlying) - Conversion
Series E-1 Preferred Stock
2011-02-15−164→ 8,090 total(indirect: See Footnotes)→ Common Stock (164 underlying) - Conversion
Common Stock
2011-02-15$0.02/sh+164$3→ 1,042,850 total(indirect: See Footnotes) - Conversion
Series E Preferred Stock
2011-02-15−346→ 7,744 total(indirect: See Footnotes)→ Common Stock (346 underlying) - Conversion
Series E Preferred Stock
2011-02-15−148→ 7,596 total(indirect: See Footnotes)→ Common Stock (544 underlying) - Conversion
Common Stock
2011-02-15$0.02/sh+7,596$152→ 1,050,940 total(indirect: See Footnotes) - Conversion
Series E Preferred Stock
2011-02-15−7,596→ 0 total(indirect: See Footnotes)→ Common Stock (7,596 underlying)
VERSANT AFFILIATES FUND I-A LP
10% Owner
Transactions
- Conversion
Common Stock
2011-02-15$0.02/sh+346$7→ 1,043,196 total(indirect: See Footnotes) - Conversion
Common Stock
2011-02-15+81,396→ 1,042,686 total(indirect: See Footnotes) - Conversion
Common Stock
2011-02-15$0.02/sh+148$3→ 1,043,344 total(indirect: See Footnotes) - Conversion
Series E Preferred Stock
2011-02-15−346→ 7,744 total(indirect: See Footnotes)→ Common Stock (346 underlying) - Conversion
Series E Preferred Stock
2011-02-15−148→ 7,596 total(indirect: See Footnotes)→ Common Stock (544 underlying) - Conversion
Common Stock
2011-02-15$0.02/sh+164$3→ 1,042,850 total(indirect: See Footnotes) - Conversion
Common Stock
2011-02-15$0.02/sh+7,596$152→ 1,050,940 total(indirect: See Footnotes) - Conversion
Series D Preferred Stock
2011-02-15−81,396→ 8,254 total(indirect: See Footnotes)→ Common Stock (81,396 underlying) - Conversion
Series E-1 Preferred Stock
2011-02-15−164→ 8,090 total(indirect: See Footnotes)→ Common Stock (164 underlying) - Conversion
Series E Preferred Stock
2011-02-15−7,596→ 0 total(indirect: See Footnotes)→ Common Stock (7,596 underlying)
VERSANT SIDE FUND I LP
10% Owner
Transactions
- Conversion
Common Stock
2011-02-15+81,396→ 1,042,686 total(indirect: See Footnotes) - Conversion
Common Stock
2011-02-15$0.02/sh+164$3→ 1,042,850 total(indirect: See Footnotes) - Conversion
Common Stock
2011-02-15$0.02/sh+148$3→ 1,043,344 total(indirect: See Footnotes) - Conversion
Series E Preferred Stock
2011-02-15−346→ 7,744 total(indirect: See Footnotes)→ Common Stock (346 underlying) - Conversion
Series E Preferred Stock
2011-02-15−148→ 7,596 total(indirect: See Footnotes)→ Common Stock (544 underlying) - Conversion
Series E Preferred Stock
2011-02-15−7,596→ 0 total(indirect: See Footnotes)→ Common Stock (7,596 underlying) - Conversion
Common Stock
2011-02-15$0.02/sh+346$7→ 1,043,196 total(indirect: See Footnotes) - Conversion
Common Stock
2011-02-15$0.02/sh+7,596$152→ 1,050,940 total(indirect: See Footnotes) - Conversion
Series D Preferred Stock
2011-02-15−81,396→ 8,254 total(indirect: See Footnotes)→ Common Stock (81,396 underlying) - Conversion
Series E-1 Preferred Stock
2011-02-15−164→ 8,090 total(indirect: See Footnotes)→ Common Stock (164 underlying)
Footnotes (9)
- [F1]Represents shares of Common Stock issued upon conversion of shares of Series E Preferred Stock on a 1-for 1.300053676865 basis.
- [F2]Not applicable.
- [F3]Versant Affiliates Fund I-A, L.P., is the record holder of the securities reported.
- [F4]Voting and investment power over the shares directly held by Versant Venture Capital I, L.P., Versant Affiliates Fund I-A, L.P., Versant Affiliates Fund I-B, L.P., and Versant Side Fund I, L.P. is held by Versant Ventures I, LLC, their sole General Partner. Samuel D. Colella, the reporting person is a Managing Member of Versant Ventures I, LLC but he disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The individual Managing Members of Versant Ventures I, LLC are Brain G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Barbara N. Lubash, Donald B, Milder, and Rebecca B. Robertson, all of whom share voting and dispositive control. Each respective individual General Partner disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest therein.
- [F5]Represents shares of Common Stock issued upon the conversion of shares of Series B Preferred, Stock Series C Preferred Stock, Series D Preferred Stock or Series E-1 Preferred Stock on a 1-for-1 basis.
- [F6]Versant Affiliates Fund I-B, L.P. is the record holder of the securities reported.
- [F7]Versant Side Fund I, L.P., is the record holder of the securities reported.
- [F8]Versant Venture Capital I, L.P., is the record holder of the securities reported.
- [F9]Each share of Series E Preferred Stock automatically converted into 1.300053676865 share of Common Stock on February 15, 2011, the closing date of the Issuer's initial public offering (the "Closing"), and has no expiration date.
Issuer
FLUIDIGM CORP
CIK 0001162194
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001268786
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 9:59 PM ET
- Size
- 34.7 KB