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4//SEC Filing

SHARER RUSSELL 4

Accession 0001181431-11-012605

CIK 0001108185other
View on SEC.govCompany Profile

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 8:29 PM ET

Size

35.4 KB

Accession

0001181431-11-012605

Insider Transaction Report

Form 4
Period: 2011-02-22
OCCAM NETWORKS INC/DEOCNW
SHARER RUSSELL
Vice President of Marketing
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−9,726→ 0 total
    Exercise: $20.75Exp: 2016-04-27→ Common Stock (9,726 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2011-02-22−10,000→ 0 total
    → Common Stock (10,000 underlying)
  • Disposition to Issuer

    Common Stock

    2011-02-22−27,150→ 0 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−37,000→ 0 total
    Exercise: $3.44Exp: 2017-11-29→ Common Stock (37,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−30,000→ 0 total
    Exercise: $2.64Exp: 2019-06-10→ Common Stock (30,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−10,274→ 0 total
    Exercise: $20.75Exp: 2016-04-27→ Common Stock (10,274 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−1,020→ 0 total
    Exercise: $2.60Exp: 2012-10-18→ Common Stock (1,020 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−1,538→ 0 total
    Exercise: $4.20Exp: 2013-07-10→ Common Stock (1,538 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−50,505→ 0 total
    Exercise: $4.20Exp: 2015-01-18→ Common Stock (50,505 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−20,000→ 0 total
    Exercise: $3.76Exp: 2019-09-15→ Common Stock (20,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−25,000→ 0 total
    Exercise: $4.20Exp: 2013-07-10→ Common Stock (25,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−1,538→ 0 total
    Exercise: $5.00Exp: 2013-11-18→ Common Stock (1,538 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−2,037→ 0 total
    Exercise: $2.00Exp: 2011-09-05→ Common Stock (2,037 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−9,615→ 0 total
    Exercise: $3.60Exp: 2011-11-09→ Common Stock (9,615 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-22−1,528→ 0 total
    Exercise: $3.60Exp: 2012-02-14→ Common Stock (1,528 underlying)
Footnotes (8)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement") dated as of September 16, 2010 by and among Calix, Inc., Ocean Sub I, Inc., Ocean Sub II, LLC and Occam Networks, Inc. in exchange for a cash payment of $104,085 and 7,941 shares of common stock of Calix ($3.8337 in cash and 0.2925 shares of common stock of Calix for each share of common stock of Occam).
  • [F2]Pursuant to the Merger Agreement, as of the effective date, all of the grants had been fully vested and these vested options were cancelled in exchange for a total net cash payment of $625,755 (equivalent to $9.5967 less the exercise price, per share).
  • [F3]Pursuant to the Merger Agreement, the unvested portion of this option, which provided for vesting of 7,708 options, was assumed by Calix and exchanged for an option to purchase 3,754 shares of Calix common stock at an exercise price per share of $7.07. Pursuant to the Merger Agreement, the vested portion of this option was cancelled in exchange for a cash payment of $180,342 (equivalent to $9.5967 less the exercise price, per share).
  • [F4]Pursuant to the Merger Agreement, the unvested portion of this option, which provided for vesting of 17,500 options, was assumed by Calix and exchanged for an option to purchase 8,524 shares of Calix common stock at an exercise price per share of $5.42. Pursuant to the Merger Agreement, the vested portion of this option was cancelled in exchange for a cash payment of $86,959 (equivalent to $9.5967 less the exercise price, per share).
  • [F5]Pursuant to the Merger Agreement, as of the effective time of the merger, all of the options for this grant had been fully vested, and were assumed and exchanged for an option to purchase 9,741 shares of Calix common stock at an exercise price per share of $42.60.
  • [F6]Each restricted stock unit (RSU) represented a contingent right to receive one share of Occam common stock.
  • [F7]Pursuant to the Merger Agreement, this unvested RSU, which provided for vesting with respect to 10,000 shares of Occam common stock was assumed and exchanged for an RSU covering 4,871 shares of Calix common stock. (equivalent to $9.5967 per share).
  • [F8]Not applicable.

Documents

1 file

Issuer

OCCAM NETWORKS INC/DE

CIK 0001108185

→
Entity typeother

Related Parties

1
  • filerCIK 0001209570

Filing Metadata

Form type
4
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 8:29 PM ET
Size
35.4 KB
View on SEC.gov