4//SEC Filing
Mason David 4
Accession 0001181431-11-012608
CIK 0001108185other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 8:30 PM ET
Size
22.0 KB
Accession
0001181431-11-012608
Insider Transaction Report
Form 4
Mason David
Vice President of Engineering
Transactions
- Disposition to Issuer
Common Stock
2011-02-22−17,167→ 0 total - Disposition to Issuer
Restricted Stock Units
2011-02-22−10,000→ 0 total→ Common Stock (10,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−22,000→ 0 totalExercise: $3.44Exp: 2017-11-29→ Common Stock (22,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−30,000→ 0 totalExercise: $3.76Exp: 2019-09-15→ Common Stock (30,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−60,500→ 0 totalExercise: $4.60Exp: 2014-07-15→ Common Stock (60,500 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−30,000→ 0 totalExercise: $2.64Exp: 2019-06-10→ Common Stock (30,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−30,813→ 0 totalExercise: $4.20Exp: 2015-01-18→ Common Stock (30,813 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−15,000→ 0 totalExercise: $20.75Exp: 2016-04-26→ Common Stock (15,000 underlying)
Footnotes (10)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement") dated as of September 16, 2010 by and among Calix, Inc., Ocean Sub I, Inc., Ocean Sub II, LLC and Occam Networks, Inc. in exchange for a cash payment of $65,813 and 5,021 shares of common stock of Calix ($3.8337 in cash and 0.2925 shares of common stock of Calix for each share of common stock of Occam).
- [F10]Pursuant to the Merger Agreement, as of the effective time of the merger, all of the options for this grant had been fully vested, and were assumed and exchanged for an option to purchase 7,305 shares of Calix common stock at an exercise price per share of $42.60.
- [F2]Pursuant to the Merger Agreement, as of the effective time of the merger, all of the options for this grant had been fully vested, and were cancelled in exchange for a cash payment of $302,300 (equivalent to $9.5967 less the exercise price, per share).
- [F3]Pursuant to the Merger Agreement, the unvested portion of this option, which provided for vesting of 8,125 shares of Occam common stock, was assumed and exchanged for an option to purchase 3,957 shares of Calix common stock at an exercise price per share of $7.07. Pursuant to the Merger Agreement, the vested portion of this option was cancelled in exchange for a cash payment of $85,424 (equivalent to $9.5967 less the exercise price, per share).
- [F4]Pursuant to the Merger Agreement, the unvested portion of this option, which provided for vesting of 17,500 shares, was assumed and exchanged for an option to purchase 8,524 shares of Calix common stock at an exercise price per share of $5.42. Pursuant to the Merger Agreement, the vested portion of this option was cancelled in exchange for a cash payment of $86,959 (equivalent to $9.5967 less the exercise price, per share).
- [F5]Pursuant to the Merger Agreement, as of the effective time of the merger, all of the options for this grant had been fully vested, and were cancelled in exchange for a cash payment of $175,101 (equivalent to $9.5967 less the exercise price, per share).
- [F6]Pursuant to the Merger Agreement, as of the effective time of the merger, all of the options for this grant had been fully vested, and were cancelled in exchange for a cash payment of $166,289 (equivalent to $9.5967 less the exercise price, per share).
- [F7]Each restricted stock unit (RSU) represented a contingent right to receive one share of Occam common stock.
- [F8]Pursuant to the Merger Agreement, this unvested RSU, which provided for vesting with respect to 10,000 shares of Occam common stock, was assumed and exchanged for an RSU covering 4,871 shares of Calix common stock.
- [F9]Not applicable.
Documents
Issuer
OCCAM NETWORKS INC/DE
CIK 0001108185
Entity typeother
Related Parties
1- filerCIK 0001320999
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 8:30 PM ET
- Size
- 22.0 KB