4//SEC Filing
RUMER MARK 4
Accession 0001181431-11-012610
CIK 0001108185other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 8:31 PM ET
Size
25.6 KB
Accession
0001181431-11-012610
Insider Transaction Report
Form 4
RUMER MARK
Chief Technology Officer
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−57,344→ 0 totalExercise: $4.20Exp: 2015-01-18→ Common Stock (57,344 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−20,000→ 0 totalExercise: $3.76Exp: 2019-09-15→ Common Stock (20,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−37,000→ 0 totalExercise: $3.44Exp: 2017-11-29→ Common Stock (37,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−30,000→ 0 totalExercise: $2.64Exp: 2019-06-10→ Common Stock (30,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−7,428→ 0 totalExercise: $20.75Exp: 2016-04-27→ Common Stock (7,428 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−5,572→ 0 totalExercise: $20.75Exp: 2016-04-27→ Common Stock (5,572 underlying) - Disposition to Issuer
Common Stock
2011-02-22−111,236→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−1,270→ 0 totalExercise: $2.60Exp: 2012-10-18→ Common Stock (1,270 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−25,000→ 0 totalExercise: $4.20Exp: 2013-07-10→ Common Stock (25,000 underlying) - Disposition to Issuer
Restricted Stock Units
2011-02-22−10,000→ 0 total→ Common Stock (10,000 underlying)
Footnotes (9)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement") dated as of September 16, 2010 by and among Calix, Inc., Ocean Sub I, Inc., Ocean Sub II, LLC and Occam Networks, Inc. in exchange for a cash payment of $426,445 and 32,536 shares of common stock of Calix ($3.8337 in cash and 0.2925 shares of common stock of Calix for each share of common stock of Occam).
- [F2]Includes 880 shares of common stock acquired under the Employee Stock Purchase Plan on January 18, 2011.
- [F3]Pursuant to the Merger Agreement, as of the effective date, all of the grants had been fully vested and these vested options were cancelled in exchange for a total net cash payment of $570,006 (equivalent to $9.5967 less the exercise price, per share).
- [F4]Pursuant to the Merger Agreement, the unvested portion of this option, which provided for vesting of 7,708 options, was assumed by Calix and exchanged for an option to purchase 3,754 shares of Calix common stock at an exercise price per share of $7.07. Pursuant to the Merger Agreement, the vested portion of this option was cancelled in exchange for a cash payment of $180,342 (equivalent to $9.5967 less the exercise price, per share).
- [F5]Pursuant to the Merger Agreement, the unvested portion of this option, which provided for vesting of 17,500 options, was assumed by Calix and exchanged for an option to purchase 8,524 shares of Calix common stock at an exercise price per share of $5.42. Pursuant to the Merger Agreement, the vested portion of this option was cancelled in exchange for a cash payment of $86,959 (equivalent to $9.5967 less the exercise price, per share).
- [F6]Pursuant to the Merger Agreement, as of the effective time of the merger, all of the options for this grant had been fully vested, and were assumed and exchanged for an option to purchase 6,332 shares of Calix common stock at an exercise price per share of $42.60.
- [F7]Each restricted stock unit (RSU) represented a contingent right to receive one share of Occam common stock.
- [F8]Pursuant to the Merger Agreement, the unvested portion of this RSU, which provided for vesting with respect to 10,000 shares of Occam common stock was assumed and exchanged for an RSU covering 4,871 shares of Calix common stock. (equivalent to $9.5967 per share).
- [F9]Not applicable.
Documents
Issuer
OCCAM NETWORKS INC/DE
CIK 0001108185
Entity typeother
Related Parties
1- filerCIK 0001209576
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 8:31 PM ET
- Size
- 25.6 KB