4//SEC Filing
ABBOTT ROBERT B 4
Accession 0001181431-11-012695
CIK 0001108185other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 1:17 PM ET
Size
16.0 KB
Accession
0001181431-11-012695
Insider Transaction Report
Form 4
ABBOTT ROBERT B
Director
Transactions
- Disposition to Issuer
Common Stock
2011-02-22−94,651→ 0 total(indirect: By Partnership) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−250→ 0 totalExercise: $9.60Exp: 2013-05-29→ Common Stock (250 underlying) - Disposition to Issuer
Common Stock
2011-02-22−52,978→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−250→ 0 totalExercise: $2.80Exp: 2012-12-12→ Common Stock (250 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-02-22−750→ 0 totalExercise: $12.80From: 2004-05-14Exp: 2012-05-14→ Common Stock (750 underlying) - Disposition to Issuer
Common Stock
2011-02-22−1,909,493→ 0 total(indirect: By Partnership)
Footnotes (6)
- [F1]Shares disposed of in the transactions undertaken pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and between Occam Networks, Inc. and Calix, Inc. and certain subsidiaries of Calix, Inc. pursuant to which each share of Occam Networks, Inc. common stock was exchanged for $3.8337 in cash and .2925 shares of Calix, Inc. common stock.
- [F2]Robert B. Abbott was a director of Occam Networks, Inc. until the effective time of the merger and is a non-managing partner of Itasca VC Partners VIII, the general partner of Norwest Venture Partners VIII, LP, a Minnesota limited partnership ("NVP VIII"). NVP VIII is the record holder of the securities reported on Line 2 of Table I. Itasca VC Partners VIII is also the general partner of NVP Entrepreneurs Fund VIII, L.P., a Delaware limited partnership ("NVP-E VIII"), the record holder of the securities reported on Line 3 of Table I. As a non-managing partner, Mr. Abbott has no voting or investment authority with respect to any securities held of record by NVP VIII and NVP-E VIII, and thus is not deemed to beneficially own such securities, except to the extent of his indirect pecuniary interest therein.
- [F3]Pursuant to the Merger Agreement, the options were cancelled in exchange for the right to receive cash-out consideration in an amount equal to $9.5962 less the $2.80 exercise price or $6.7962 per share.
- [F4]The option became exercisable in two equal installments on June 12, 2003 and December 12, 2003.
- [F5]The option became exercisable in two equal installments on November 29, 2003 and May 29, 2004.
- [F6]Pursuant to the Merger Agreement, this grant was assumed by Calix, Inc. and subsequently cancelled because it was out of the money.
Documents
Issuer
OCCAM NETWORKS INC/DE
CIK 0001108185
Entity typeother
Related Parties
1- filerCIK 0001209787
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 1:17 PM ET
- Size
- 16.0 KB