4//SEC Filing
Pinto Mark 4
Accession 0001181431-11-014864
CIK 0000006951other
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 8:15 PM ET
Size
12.6 KB
Accession
0001181431-11-014864
Insider Transaction Report
Form 4
Pinto Mark
Chief Technology Officer & EVP
Transactions
- Sale
Common Stock
2011-02-28$16.32/sh−200,000$3,263,940→ 742,583 total - Exercise/Conversion
Common Stock
2011-02-28$8.58/sh+200,000$1,716,000→ 942,583 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-28−200,000→ 400,000 totalExercise: $8.58Exp: 2014-03-09→ Common Stock (200,000 underlying)
Footnotes (2)
- [F1]Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 513,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 98,750 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 415,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).
- [F2]200,000 shares became exercisable on 4/1/2010 and 400,000 shares are scheduled to become exercisable in two equal annual installments beginning on 4/1/2011 (subject to continued employment through each vest date).
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeother
Related Parties
1- filerCIK 0001322093
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 8:15 PM ET
- Size
- 12.6 KB