4//SEC Filing
Sweeney Joseph J 4
Accession 0001181431-11-015439
CIK 0000006951other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 8:54 PM ET
Size
9.7 KB
Accession
0001181431-11-015439
Insider Transaction Report
Form 4
Sweeney Joseph J
Sr. VP, GC & Corp. Secretary
Transactions
- Sale
Common Stock
2011-03-01$16.36/sh−60,000$981,870→ 412,520 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-03-01−60,000→ 65,000 totalExercise: $16.12From: 2008-07-15Exp: 2011-11-03→ Common Stock (60,000 underlying) - Exercise/Conversion
Common Stock
2011-03-01$16.12/sh+60,000$967,200→ 472,520 total
Holdings
- 13,057.696(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).
- [F2]Increased number of shares reflects periodic payroll acquisitions under the 401(k) Plan that are exempt under Rule 16b-3.
Documents
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeother
Related Parties
1- filerCIK 0001322085
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 8:54 PM ET
- Size
- 9.7 KB