Home/Filings/4/0001181431-11-015665
4//SEC Filing

Pierce Frank R. 4

Accession 0001181431-11-015665

CIK 0001043186other

Filed

Mar 3, 7:00 PM ET

Accepted

Mar 4, 4:01 PM ET

Size

15.3 KB

Accession

0001181431-11-015665

Insider Transaction Report

Form 4
Period: 2011-02-28
Pierce Frank R.
Senior Vice President, CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2011-02-28+127127 total
  • Award

    Restricted Stock Units Dated February 28, 2011

    2011-02-28+6,0006,000 total
    Common Stock (6,000 underlying)
  • Award

    Restricted Stock Units Dated February 28, 2011

    2011-02-28+1,5001,500 total
    Common Stock (1,500 underlying)
  • Disposition to Issuer

    Restricted Stock Units Dated September 15, 2010

    2011-02-28126379 total
    Common Stock (126 underlying)
  • Disposition to Issuer

    Restricted Stock Units Dated September 15, 2010

    2011-02-281,643379 total
    Common Stock (1,643 underlying)
  • Exercise/Conversion

    Common Stock

    2011-02-28+126253 total
Footnotes (4)
  • [F1]506 restricted stock units granted in 2010 vested on the transaction date based on achievement of 2010 performance criteria and 1516 restricted stock units were cancelled. 127 of the vested restricted stock units converted to common stock on a one-for-one basis on the transaction date. One-third of the remaining restricted stock units convert to common stock on a one-to-one basis annually on February 28, 2012, 2013 and 2014, subject to a continuing employment requirement.
  • [F2]Represents an incentive compensation award. Vesting of the award is subject to attainment of 2011 performance criteria. Vested restricted stock units convert into common stock on a one-to one basis in four equal annual installments from the transaction date, subject to a continuing employment requirement.
  • [F3]Represents an incentive compensation award. Converts into common stock on a one-to one basis in four equal annual installments from the transaction date, subject to a continuing employment requirement.
  • [F4]126 restricted stock units granted in 2010 converted to common stock on a one-for-one basis on the transaction date. The remaining restricted stock units convert to common stock on a one-to-one basis in equal installments on February 28, 2012, 2013 and 2014, subject to a continuing employment requirement.

Documents

1 file

Issuer

American Electric Technologies Inc

CIK 0001043186

Entity typeother

Related Parties

1
  • filerCIK 0001501528

Filing Metadata

Form type
4
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 4:01 PM ET
Size
15.3 KB