4//SEC Filing
PALOIAN JOHN 4
Accession 0001181431-11-015740
CIK 0000029669other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 4:46 PM ET
Size
11.2 KB
Accession
0001181431-11-015740
Insider Transaction Report
Form 4
PALOIAN JOHN
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2011-03-02$7.09/sh+88,087$624,537→ 492,501 total - Sale
Common Stock
2011-03-02$18.12/sh−88,087$1,596,136→ 404,414 total - Tax Payment
Common Stock (withholding for tax liability)
2011-03-02$18.09/sh−23,853$431,501→ 380,561 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-03-02−88,087→ 176,174 totalExercise: $7.09Exp: 2019-03-02→ Common Stock (88,087 underlying)
Holdings
- 1,319(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2010.
- [F2]The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $17.93 to $18.39 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- [F3]Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
- [F4]Includes 115,026 shares held directly, 2,957 shares held through dividend reinvestment plan and 262,578 restricted stock units.
- [F5]The option, representing a right to purchase a total of 352,348, vests in four equal annual installments beginning on March 2, 2010.
- [F6]Company granted option issued pursuant to Rule 16b-3 Plan.
Documents
Issuer
RR Donnelley & Sons Co
CIK 0000029669
Entity typeother
Related Parties
1- filerCIK 0001286027
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 4:46 PM ET
- Size
- 11.2 KB