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Dalsgaard Carl-Johan 4

Accession 0001181431-11-016395

CIK 0001296391other
View on SEC.govCompany Profile

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 1:40 PM ET

Size

31.0 KB

Accession

0001181431-11-016395

Insider Transaction Report

Form 4
Period: 2011-03-04
TENGION INCTNGN
HealthCap IV GP SA
10% Owner
Transactions
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+99,002→ 99,002 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (99,002 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+37,102→ 37,102 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (37,102 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+1,356,916→ 1,356,916 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (1,356,916 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+980,480→ 980,480 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (980,480 underlying)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+37,102$104,999→ 63,778 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+1,356,916$3,840,072→ 2,332,567 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+99,002$280,176→ 170,183 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+980,480$2,774,758→ 1,685,465 total(indirect: See footnote)
Christenson Johan
10% Owner
Transactions
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+980,480$2,774,758→ 1,685,465 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+980,480→ 980,480 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (980,480 underlying)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+99,002$280,176→ 170,183 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+1,356,916→ 1,356,916 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (1,356,916 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+37,102→ 37,102 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (37,102 underlying)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+1,356,916$3,840,072→ 2,332,567 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+37,102$104,999→ 63,778 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+99,002→ 99,002 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (99,002 underlying)
Forsberg Anki
10% Owner
Transactions
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+980,480→ 980,480 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (980,480 underlying)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+37,102$104,999→ 63,778 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+1,356,916$3,840,072→ 2,332,567 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+99,002$280,176→ 170,183 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+1,356,916→ 1,356,916 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (1,356,916 underlying)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+980,480$2,774,758→ 1,685,465 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+99,002→ 99,002 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (99,002 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+37,102→ 37,102 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (37,102 underlying)
Dalsgaard Carl-Johan
Director10% Owner
Transactions
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+1,356,916$3,840,072→ 2,332,567 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+99,002$280,176→ 170,183 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+980,480$2,774,758→ 1,685,465 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+37,102$104,999→ 63,778 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+37,102→ 37,102 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (37,102 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+980,480→ 980,480 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (980,480 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+1,356,916→ 1,356,916 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (1,356,916 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+99,002→ 99,002 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (99,002 underlying)
Gunterberg Jacob
10% Owner
Transactions
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+1,356,916→ 1,356,916 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (1,356,916 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+37,102→ 37,102 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (37,102 underlying)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+37,102$104,999→ 63,778 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+1,356,916$3,840,072→ 2,332,567 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+980,480$2,774,758→ 1,685,465 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+980,480→ 980,480 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (980,480 underlying)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+99,002$280,176→ 170,183 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+99,002→ 99,002 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (99,002 underlying)
Steiner Eugen
10% Owner
Transactions
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+980,480$2,774,758→ 1,685,465 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+99,002$280,176→ 170,183 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+1,356,916→ 1,356,916 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (1,356,916 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+99,002→ 99,002 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (99,002 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+980,480→ 980,480 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (980,480 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+37,102→ 37,102 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (37,102 underlying)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+1,356,916$3,840,072→ 2,332,567 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+37,102$104,999→ 63,778 total(indirect: See footnote)
OFCO Club IV
10% Owner
Transactions
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+99,002$280,176→ 170,183 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+980,480$2,774,758→ 1,685,465 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+99,002→ 99,002 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (99,002 underlying)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+1,356,916$3,840,072→ 2,332,567 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+37,102$104,999→ 63,778 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+1,356,916→ 1,356,916 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (1,356,916 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+37,102→ 37,102 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (37,102 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+980,480→ 980,480 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (980,480 underlying)
Odlander Bjorn
10% Owner
Transactions
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+99,002→ 99,002 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (99,002 underlying)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+980,480$2,774,758→ 1,685,465 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+1,356,916$3,840,072→ 2,332,567 total(indirect: See footnote)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+99,002$280,176→ 170,183 total(indirect: See footnote)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+1,356,916→ 1,356,916 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (1,356,916 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+980,480→ 980,480 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (980,480 underlying)
  • Purchase

    Common Stock Warrant (right to buy)

    2011-03-04+37,102→ 37,102 total(indirect: See footnote)
    Exercise: $2.88→ Common Stock ($0.001 par value) (37,102 underlying)
  • Purchase

    Common Stock ($0.001 par value)

    2011-03-04$2.83/sh+37,102$104,999→ 63,778 total(indirect: See footnote)
Footnotes (5)
  • [F1]Shares held directly by HealthCap IV, L.P. ("HealthCap LP"). HealthCap IV GP SA, L.L.C. ("HealthCap SA"), is the sole general partner of HealthCap LP and has voting and investment control over the shares held by HealthCap LP. HealthCap SA disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Johan Christenson, Carl-Johan Dalsgaard, Per-Olof Eriksson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap SA, may be deemed to possess voting and investment control over the shares held by HealthCap LP and may be deemed to have indirect beneficial ownership of the shares held by HealthCap LP. Such persons disclaim beneficial ownership of shares held by HealthCap LP except to the extent of any pecuniary interest therein.
  • [F2]Shares held directly by HealthCap IV, K.B. ("HealthCap KB"). HealthCap IV GP AB, L.L.C. ("HealthCap AB"), is the sole general partner of HealthCap KB and has voting and investment control over the shares held by HealthCap KB. HealthCap AB disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Johan Christenson, Carl-Johan Dalsgaard, Per-Olof Eriksson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap AB, may be deemed to possess voting and investment control over the shares held by HealthCap KB and may be deemed to have indirect beneficial ownership of the shares held by HealthCap KB. Such persons disclaim beneficial ownership of shares held by HealthCap KB except to the extent of any pecuniary interest therein.
  • [F3]Shares held directly by HealthCap IV BIS, L.P. ("HealthCap BIS"). HealthCap IV GP SA, L.L.C. ("HealthCap SA"), is the sole general partner of HealthCap BIS and has voting and investment control over the shares held by HealthCap BIS. HealthCap SA disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. Johan Christenson, Carl-Johan Dalsgaard, Per-Olof Eriksson, Anki Forsberg, Peder Fredrikson, Jacob Gunterberg, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of HealthCap SA, may be deemed to possess voting and investment control over the shares held by HealthCap BIS and may be deemed to have indirect beneficial ownership of the shares held by HealthCap BIS. Such persons disclaim beneficial ownership of shares held by HealthCap BIS except to the extent of any pecuniary interest therein.
  • [F4]Shares held directly by OFCO Club IV ("OFCO Club"). Odlander, Fredrikson & Co AB, L.L.C. ("OFCO AB") is a member of OFCO and has voting and investment control over the shares held by OFCO Club. OFCO AB disclaims beneficial ownership of such shares, except to the extent of their pecuniary interest therein. Johan Christenson, Carl-Johan Dalsgaard, Per-Olof Eriksson, Anki Forsberg, Peder Fredrikson, Staffan Lindstrand, Bjorn Odlander, Per Samuelsson and Eugen Steiner, the members of OFCO AB, may be deemed to possess voting and investment control over the shares held by OFCO Club and may be deemed to have indirect beneficial ownership of the shares held by OFCO Club. Such persons disclaim beneficial ownership of shares held by OFCO Club except to the extent of any pecuniary interest therein.
  • [F5]All or any part of the warrant shall be exercisable by the Reporting Person at any time and from time to time on or after the original issue date of March 4, 2011 and through and including 5:30 P.M., New York City time, on March 4, 2016. At 5:30 P.M., New York City time, on March 4, 2016, the portion of the warrant not exercised prior thereto shall be and become void and of no value and the warrant shall be terminated and no longer outstanding.

Documents

1 file

Issuer

TENGION INC

CIK 0001296391

→
Entity typeother

Related Parties

1
  • filerCIK 0001487938

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 1:40 PM ET
Size
31.0 KB
View on SEC.gov