4//SEC Filing
Sands Fred C 4
Accession 0001181431-11-016842
CIK 0000722567other
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 5:14 PM ET
Size
14.2 KB
Accession
0001181431-11-016842
Insider Transaction Report
Form 4
CAPRIUS INCCAPI.PK
Fred C. Sands Family Revocable Trust
10% Owner
Transactions
- Exercise of In-Money
Warrant to Purchase Common Stock
2011-03-08+9,371,243→ 7,275,930 totalExercise: $0.01Exp: 2017-02-22→ Common Stock (9,371,243 underlying) - Exercise of In-Money
Common Stock
2011-03-08$0.01/sh+9,371,243$93,712→ 9,371,243 total
Sands Fred C
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2011-03-08$0.01/sh+9,371,243$93,712→ 9,371,243 total - Exercise of In-Money
Warrant to Purchase Common Stock
2011-03-08+9,371,243→ 7,275,930 totalExercise: $0.01Exp: 2017-02-22→ Common Stock (9,371,243 underlying)
Vintage Capital Group, LLC
10% Owner
Transactions
- Exercise of In-Money
Warrant to Purchase Common Stock
2011-03-08+9,371,243→ 7,275,930 totalExercise: $0.01Exp: 2017-02-22→ Common Stock (9,371,243 underlying) - Exercise of In-Money
Common Stock
2011-03-08$0.01/sh+9,371,243$93,712→ 9,371,243 total
Fred C. Sands Children's Trust
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2011-03-08$0.01/sh+9,371,243$93,712→ 9,371,243 total - Exercise of In-Money
Warrant to Purchase Common Stock
2011-03-08+9,371,243→ 7,275,930 totalExercise: $0.01Exp: 2017-02-22→ Common Stock (9,371,243 underlying)
Footnotes (3)
- [F1]The Fred C. Sands Children's Trust (the "Children's Trust") owns 15% of the membership interests of Vintage Capital Group, LLC ("Vintage"). Fred C. Sands ("Mr. Sands") is the trustee of the Children's Trust. The Fred C. Sands Family Revocable Trust (the "Family Trust") owns 85% of the membership interests of Vintage. Mr. Sands is the trustee of the Family Trust. Each of Mr. Sands, the Children's Trust and the Family Trust may be deemed to share beneficial ownership of the shares beneficially owned by Vintage.
- [F2]Immediately exercisable at the discretion of the holder.
- [F3]Following the partial exercise of the Warrant described herein, the Warrant is exercisable into 7,275,930 shares as of the date hereof. As the Warrant is exercisable into a percentage of the Issuer's Common Stock, the number of shares into which the Warrant is exercisable is variable.
Issuer
CAPRIUS INC
CIK 0000722567
Entity typeother
Related Parties
1- filerCIK 0001514883
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 7:00 PM ET
- Accepted
- Mar 9, 5:14 PM ET
- Size
- 14.2 KB