|4Mar 15, 5:14 PM ET

Bohunicky Brian John 4

4 · ORAGENICS INC · Filed Mar 15, 2011

Insider Transaction Report

Form 4
Period: 2011-03-11
Bohunicky Brian John
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2011-03-11+10,00022,500 total
  • Award

    Employee Stock Option (Right to Buy)

    2011-03-11+20,00020,000 total
    Exercise: $3.60Exp: 2021-03-10Common Stock (20,000 underlying)
Footnotes (3)
  • [F1]Such restricted stock will become vested as follows: one-half six months after the date of grant (9/11/2011), and one-half on the one-year anniversary of the date of grant (3/11/2012). Notwithstanding such time vesting, the restricted stock shall become immediately vested in full in the event of a change in control of the Company.
  • [F2]Share amounts reflected are after adjustment for the Company's 1 for 20 reverse stock split that occurred September 24, 2010.
  • [F3]Such stock option may be exercised as follows: one-third on the first anniversary of the date of grant (3/11/2012), with an additional one-third becoming exercisable on each of the following two anniversaries of the date of grant. Notwithstanding such time vesting, the options shall become immediately vested in full in the event of a change in control of the Company as specified in the stock option agreement between Mr. Bohunicky and the Company.

Documents

1 file
  • 4
    rrd305523.xmlPrimary

    FORM 4