Hartley Andrew 4/A

Accession 0001181431-11-018316

CIK 0001054905other

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 11:51 AM ET

Size

23.0 KB

Accession

0001181431-11-018316

Form 4/AAmended

Period: 2011-03-16

VP & General Counsel

Transactions

Exercise/Conversion
Common Stock
2011-03-04$20.23/sh+109$2,205→ 11,840 total
Exercise/Conversion
Stock Options
2011-03-04−5,320→ 36,705 total
Exercise: $0.00From: 2011-02-13Exp: 2016-02-13→ Common Stock (5,320 underlying)
Exercise/Conversion
Common Stock
2011-03-04+98→ 7,376 total
Exercise/Conversion
Common Stock
2011-03-04+648→ 10,631 total
Exercise/Conversion
Common Stock
2011-03-04$20.23/sh+1,100$22,253→ 11,731 total
Exercise/Conversion
Stock Options
2011-03-04$20.23/sh−989$20,007→ 28,647 total
Exercise: $20.23From: 2011-02-20Exp: 2018-02-20→ Common Stock (989 underlying)
Exercise/Conversion
Common Stock
2011-03-04+2,607→ 9,983 total
Exercise/Conversion
Stock Options
2011-03-04−200→ 42,025 total
Exercise: $0.00From: 2010-03-12Exp: 2017-03-12→ Common Stock (200 underlying)
Exercise/Conversion
Stock Options
2011-03-04−5,289→ 31,416 total
Exercise: $0.00From: 2011-02-20Exp: 2018-02-20→ Common Stock (5,289 underlying)
Exercise/Conversion
Stock Options
2011-03-04$9.96/sh−1,780$17,738→ 29,636 total
Exercise: $9.96From: 2009-02-13Exp: 2016-02-13→ Common Stock (890 underlying)

Footnotes (6)

[F1]Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Andrew Hartley in lieu of the transfer of the remaining 102 shares to enable him to pay UK withholding tax obligations in respect of the exercise of options.
[F2]Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Andrew Hartley in lieu of the transfer of the remaining 2713 shares to enable him to pay UK withholding tax obligations in respect of the exercise of options.
[F3]25% of 5289 vested = 1323
[F4]Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Andrew Hartley in lieu of the transfer of the remaining 675 shares to enable him to pay UK withholding tax obligations in respect of the exercise of options.
[F5]Pursuant to Clause 16 of the Rules of the Innospec Inc Company Stock Option Plan A, a cash payment is being made to Andrew Hartley in lieu of the transfer of the remaining 680 shares to enable him to pay UK withholding tax obligations in respect of the exercise of options.
[F6]Pursuant to Clause 16 of the Rules of the Innospec Inc Company Stock Option Plan B, a cash payment is being made to Andrew Hartley in lieu of the transfer of the remaining 880 shares to enable him to pay UK withholding tax obligations in respect of the exercise of options.

Documents

1 file

INNOSPEC INC.

CIK 0001054905

Entity typeother