Caldwell Barry G 4
4 · STAAR SURGICAL CO · Filed Mar 17, 2011
Insider Transaction Report
Form 4
Caldwell Barry G
DirectorPresident and CEO
Transactions
- Award
Common Stock
2011-03-15+15,000→ 451,839 total - Award
Common Stock Options
2011-03-15+40,000→ 40,000 totalExercise: $5.49Exp: 2021-03-14→ Common Stock (40,000 underlying)
Footnotes (3)
- [F1]Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture and vesting in a single installment on March 15, 2014, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
- [F2]Includes 15,000 PARS subject to forfeiture and vesting on March 15, 2014, 10,000 restricted shares subject to forfeiture and vesting on March 2, 2012 and options to purchase 220,000 shares of Common Stock exercisable on or before June 17, 2011.
- [F3]The options first become exercisable as follows: 13,333 shares on March 15, 2012, 13,333 shares on March 15, 2013 and 13,334 shares on March 15, 2014.