KNUDSON MARK B 4/A

Accession 0001181431-11-018886

CIK 0001371217other

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 9:31 AM ET

Size

23.9 KB

Accession

0001181431-11-018886

Form 4/AAmended

Period: 2011-02-16

DirectorChrmn, Pres & CEO

Transactions

Award
Stock Option (right to buy)
2011-02-16+350,000→ 350,000 total
Exercise: $2.58From: 2011-03-16Exp: 2021-02-16→ Common Stock (350,000 underlying)

Holdings

Common Stock
(indirect: By Trust)
1,382
Warrants (right to buy)
(indirect: By Trust)
Exercise: $23.68Exp: 2010-11-13→ Common Stock (337 underlying)
337
Warrant (Right to Buy)
(indirect: By Trust)
Exercise: $8.28From: 2009-08-24Exp: 2013-02-24→ Common Stock (5,498 underlying)
5,498
Common Stock
(indirect: By Partnership)
3,215
Common Stock
(indirect: By Trust)
57,571
Stock Option (right to buy)
Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common Stock (33,432 underlying)
33,432
Stock Option (right to buy)
Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common Stock (44,131 underlying)
44,131
Stock Option (right to buy)
Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common Stock (50,472 underlying)
50,472
Warrants (right to buy)
(indirect: By Trust)
Exercise: $23.68Exp: 2010-11-13→ Common Stock (169 underlying)
169
Stock Option (right to buy)
Exercise: $2.76From: 2004-08-16Exp: 2014-08-16→ Common Stock (11,575 underlying)
11,575
Warrant (Common Stock)
Exercise: $2.19→ Common Stock (25,000 underlying)
25,000
Stock Option (right to buy)
Exercise: $2.76Exp: 2015-04-27→ Common Stock (7,915 underlying)
7,915
Stock Option (right to buy)
Exercise: $2.76From: 2007-04-20Exp: 2016-04-20→ Common Stock (6,776 underlying)
6,776
Stock Option (right to buy)
Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common Stock (25,902 underlying)
25,902
Stock Option (right to buy)
Exercise: $3.78From: 2009-11-18Exp: 2019-11-18→ Common Stock (20,833 underlying)
20,833

Footnotes (10)

[F1]32,968 shares vest immediately, of the remaining shares 25% vest on the first anniversary of the date of grant and thereafter at 1/36th per month for 36 months, beginning the date shown.
[F10]This filing is amended to correct the initial exercise date.
[F2]Currently 100% vested in accordance with achievement of milestone vesting terms.
[F3]Vests 25% on the first anniversary of the date of grant and 1/36th per month for 36 months thereafter, beginning the date shown.
[F4]Immediately exercisable.
[F5]25% vests immediately and the remaining 75% vests on 11/15/2010; 100% of unvested shares become vested upon change in control.
[F6]Options vest 33% on date noted and thereafter at 1/24th per month.
[F7]Warrant becomes exercisable 181 days from the date of issuance at close of offering.
[F8]Warrant expires five years from the date it becomes exercisable.
[F9]Vests in increments of 1/48th per month, beginning the date shown.

Documents

1 file

EnteroMedics Inc

CIK 0001371217

Entity typeother