Home/Filings/4/0001181431-11-021081
4//SEC Filing

McCarthy Sean 4

Accession 0001181431-11-021081

CIK 0001273813other

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 9:09 AM ET

Size

11.1 KB

Accession

0001181431-11-021081

Insider Transaction Report

Form 4
Period: 2011-03-31
McCarthy Sean
Pres. and COO of Subsidiary*
Transactions
  • Disposition to Issuer

    Employee Stock Options

    2011-03-3166,66773,333 total
    Exercise: $12.66Exp: 2019-07-01Common Stock (66,667 underlying)
  • Disposition to Issuer

    Common Shares

    2011-03-3187,615.053135,974 total
  • Disposition to Issuer

    Employee Stock Options

    2011-03-3126,66746,666 total
    Exercise: $19.79Exp: 2020-02-24Common Stock (26,667 underlying)
  • Tax Payment

    Common Shares

    2011-03-31$14.90/sh65,286$972,76170,688 total
Footnotes (6)
  • [F1]Forfeited restricted share units due to resignation.
  • [F2]Common Shares being withheld to pay tax liability on Common Shares being distributed from FSAH 1989 Supplemental Eexecutive Retirement Plan.
  • [F3]Forfeiture of unvested options due to resignation.
  • [F4]Pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan (the "Plan"), the options being forfeited are to vest as follows: 33,333 options are scheduled to vest on 7/1/2011 with the remainder scheduled to vest on 7/1/2012.
  • [F5]Pursuant to the Plan, the options being forfeited are to vest as follows: 13,333 are scheduled to vest on 2/24/2012 and remainder are scheduled to vest on 2/24/2013.
  • [F6]Total included options from other tranches with different exercise prices and expiration dates.

Documents

1 file

Issuer

ASSURED GUARANTY LTD

CIK 0001273813

Entity typeother

Related Parties

1
  • filerCIK 0001467066

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 9:09 AM ET
Size
11.1 KB