4//SEC Filing
SMTC CORP 4
Accession 0001181431-11-021362
CIK 0001108320operating
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 4:39 PM ET
Size
12.8 KB
Accession
0001181431-11-021362
Insider Transaction Report
Form 4
SMTC CORPSMTX
CALDWELL JOHN E
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2011-03-31$1.64/sh+2,998$4,917→ 2,998 total - Exercise/Conversion
Employee Stock Option to Purchase Common Stock
2011-03-30−1,000→ 2,998 totalExercise: $1.64Exp: 2012-11-14→ Common Stock (1,000 underlying) - Exercise/Conversion
Employee Stock Option to Purchase Common Stock
2011-03-31−2,998→ 0 totalExercise: $1.64Exp: 2012-11-14→ Common Stock (2,998 underlying) - Exercise/Conversion
Common Stock
2011-03-30$1.64/sh+1,000$1,640→ 1,000 total - Sale
Common Stock
2011-03-31$2.90/sh−2,998$8,694→ 0 total - Sale
Common Stock
2011-03-30$2.90/sh−1,000$2,900→ 0 total
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]One third of the options vested on November 14, 2008, one third of the options vested on November 14, 2009 and one third of the options vested on November 14, 2010, such that all of the options were fully vested on November 14, 2010.
Documents
Issuer
SMTC CORP
CIK 0001108320
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001108320
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 4:39 PM ET
- Size
- 12.8 KB