SMTC CORP 4
4 · SMTC CORP · Filed Apr 1, 2011
Insider Transaction Report
Form 4
SMTC CORPSMTX
CALDWELL JOHN E
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2011-03-31$1.64/sh+2,998$4,917→ 2,998 total - Exercise/Conversion
Employee Stock Option to Purchase Common Stock
2011-03-30−1,000→ 2,998 totalExercise: $1.64Exp: 2012-11-14→ Common Stock (1,000 underlying) - Exercise/Conversion
Employee Stock Option to Purchase Common Stock
2011-03-31−2,998→ 0 totalExercise: $1.64Exp: 2012-11-14→ Common Stock (2,998 underlying) - Exercise/Conversion
Common Stock
2011-03-30$1.64/sh+1,000$1,640→ 1,000 total - Sale
Common Stock
2011-03-31$2.90/sh−2,998$8,694→ 0 total - Sale
Common Stock
2011-03-30$2.90/sh−1,000$2,900→ 0 total
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]One third of the options vested on November 14, 2008, one third of the options vested on November 14, 2009 and one third of the options vested on November 14, 2010, such that all of the options were fully vested on November 14, 2010.