4/A//SEC Filing
Unger John Thomas 4/A
Accession 0001181431-11-022027
CIK 0001071341other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 5:57 PM ET
Size
10.9 KB
Accession
0001181431-11-022027
Insider Transaction Report
Form 4/AAmended
Unger John Thomas
Sr. VP and General Counsel
Transactions
- Tax Payment
Common Stock
2011-03-21$6.98/sh−2,506$17,492→ 33,578 total - Exercise/Conversion
Restricted Stock Unit
2011-03-07−6,984→ 20,953 totalFrom: 2011-03-07→ Common Stock (6,984 underlying) - Award
Restricted Stock Unit
2011-03-07+27,937→ 27,936 total→ Common Stock (27,936 underlying) - Award
Common Stock
2011-03-07$6.98/sh+6,984$48,748→ 36,084 total
Footnotes (4)
- [F1]Represents vested portion of award of restricted stock units, which vests 25% on the date of grant.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]Restricted stock units vest 25% on the date of grant, 50% on March 7, 2012, 75% on March 7, 2013, and 100% on March 7, 2014
- [F4]The restrcited stock units were issued pursuant to the issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan
Documents
Issuer
SANDERS MORRIS HARRIS GROUP INC
CIK 0001071341
Entity typeother
Related Parties
1- filerCIK 0001333192
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 5:57 PM ET
- Size
- 10.9 KB