4//SEC Filing
Knox Keith Robert 4
Accession 0001181431-11-023491
CIK 0000804157other
Filed
Apr 10, 8:00 PM ET
Accepted
Apr 11, 5:23 PM ET
Size
5.8 KB
Accession
0001181431-11-023491
Insider Transaction Report
Form 4
Knox Keith Robert
DirectorPresident and Secretary10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-04-08−3,353,565→ 0 total
Footnotes (2)
- [F1]The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person was or is, for the purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of Hudson Holding Corporation (the "Issuer") or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
- [F2]Pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated as of January 4, 2011, by and among Rodman & Renshaw Capital Group, Inc. ("Rodman"), HHC Acquisition, Inc. and the Issuer, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.0332 shares of Rodman common stock, which, at the effective time of the merger, had a market value of $2.06 per share.
Documents
Issuer
HUDSON HOLDING CORP
CIK 0000804157
Entity typeother
Related Parties
1- filerCIK 0001326271
Filing Metadata
- Form type
- 4
- Filed
- Apr 10, 8:00 PM ET
- Accepted
- Apr 11, 5:23 PM ET
- Size
- 5.8 KB