COOL JONATHAN 4
4 · LUNA INNOVATIONS INC · Filed Apr 15, 2011
Insider Transaction Report
Form 4
COOL JONATHAN
DirectorActing President and COO
Transactions
- Exercise/Conversion
Restricted Stock Unit
2011-04-13−25,531→ 0 total→ Common Stock (25,531 underlying) - Exercise/Conversion
Common Stock
2011-04-13+12,760→ 24,880 total
Footnotes (2)
- [F1]The shares underlying this restricted stock unit were eligible for vesting in six monthly installments after May 10, 2010, the date of the reporting person's appointment of the issuer's Acting President and Chief Operating Officer. The reporting person's service in this capacity ceased as of August 10, 2010, as a result of which the restricted stock units vested with respect to 12,760 of the underlying shares.
- [F2]Each restricted stock unit represented a contingent right to receive one share of common stock of the issuer.