LOWRIE TROY H 4
4 · VCG HOLDING CORP · Filed Apr 20, 2011
Insider Transaction Report
Form 4
VCG HOLDING CORPVCGH
LOWRIE TROY H
DirectorCEO10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-04-18$2.25/sh−4,394,100$9,886,725→ 0 total(indirect: By Lowrie Management LLLP) - Award
Common Stock
2011-04-18+1→ 1 total(indirect: By LLC) - Disposition to Issuer
Common Stock
2011-04-18$2.25/sh−549,189$1,235,675→ 0 total
Footnotes (4)
- [F1]This report relates to the cancellation of issuer securities by the reporting person pursuant to the Agreement and Plan of Merger, dated as of November 9, 2010, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of March 17, 2011, that VCG Holding Corp. entered into with Family Dog LLC, FD Acquisition Co., Mr. Ocello and Mr. Lowrie, providing for the merger of FD Acquisition Co. with and into the issuer ("Merger Agreement").
- [F2]Cancelled pursuant to the Merger Agreement in exchange for a cash payment of $2.25 per share.
- [F3]The reporting person is the President of Lowrie Investment Management, Inc., one of the General Partners of Lowrie Management LLLP. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F4]Family Dog LLC is the record owner of this share. Lowrie Management LLLP is a beneficial owner of this share by virtue of being a member of Family Dog LLC. The reporting person is the President of Lowrie Investment Management, Inc., one of the General Partners of Lowrie Management LLLP. The reporting person Lowrie Management LLLP and Lowrie Investment Management, Inc. disclaim beneficial ownership of this share except with respect to their pecuniary interest therein.