Home/Filings/4/0001181431-11-024741
4//SEC Filing

VCG HOLDING CORP 4

Accession 0001181431-11-024741

CIK 0001172852operating

Filed

Apr 19, 8:00 PM ET

Accepted

Apr 20, 1:31 PM ET

Size

9.4 KB

Accession

0001181431-11-024741

Insider Transaction Report

Form 4
Period: 2011-04-18
Transactions
  • Award

    Common Stock

    2011-04-18+11 total(indirect: By LLC)
  • Disposition to Issuer

    Common Stock

    2011-04-18$2.25/sh4,394,100$9,886,7250 total
Transactions
  • Award

    Common Stock

    2011-04-18+11 total(indirect: By LLC)
  • Disposition to Issuer

    Common Stock

    2011-04-18$2.25/sh4,394,100$9,886,7250 total
Footnotes (4)
  • [F1]This report relates to the cancellation of issuer securities by the reporting person pursuant to the Agreement and Plan of Merger, dated as of November 9, 2010, as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of March 17, 2011, that VCG Holding Corp. entered into with Family Dog LLC, FD Acquisition Co., Mr. Ocello and Mr. Lowrie, providing for the merger of FD Acquisition Co. with and into the issuer ("Merger Agreement").
  • [F2]Cancelled pursuant to the Merger Agreement in exchange for a cash payment of $2.25 per share.
  • [F3]These are owned by Lowrie Management LLLP, a 10% shareholder of the issuer and indirectly by Lowrie Investment Management, Inc., the General Partner of Lowrie Management LLLP. Lowrie Investment Management, Inc. and Lowrie Management LLLP disclaim beneficial ownership of these shares except to the extent of its pecuinary interest therein.
  • [F4]Family Dog LLC is the record owner of this share. Lowrie Management LLLP is a beneficial owner of this share by virtue of being a member of Family Dog LLC. Lowrie Investment Management, Inc. is one of the General Partners of Lowrie Management LLLP. Lowrie Management LLLP and Lowrie Investment Management, Inc. disclaim beneficial ownership except with respect to their interest therein.

Documents

1 file

Issuer

VCG HOLDING CORP

CIK 0001172852

Entity typeoperating
IncorporatedCO

Related Parties

1
  • filerCIK 0001172852

Filing Metadata

Form type
4
Filed
Apr 19, 8:00 PM ET
Accepted
Apr 20, 1:31 PM ET
Size
9.4 KB