CMS Bancorp, Inc.·4

Apr 28, 5:16 PM ET

Strauss Christopher 4

4 · CMS Bancorp, Inc. · Filed Apr 28, 2011

Insider Transaction Report

Form 4
Period: 2011-01-26
Strauss Christopher
Sr. VP and Sr. Lending Officer
Transactions
  • Award

    Common Stock, par value $0.01 per share

    2011-01-26+1,00312,253 total
  • Award

    Common Stock, par value $0.01 per share

    2011-04-27+1,25013,503 total
  • Award

    Employee Stock Option (Right to Buy)

    2011-04-27+2,5002,500 total
    Exercise: $8.66Exp: 2021-04-27Common Stock (2,500 underlying)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: By IRA)
    1,230
Footnotes (3)
  • [F1]Includes a restricted stock award of 1,250 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan on November 23, 2009. The shares subject to this award vest in 20% increments on an annual basis, with the second installment scheduled to vest on November 23, 2011. Also includes a restricted stock award of 1,003 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan on January 26, 2011, which will vest in equal installments of 20% per year beginning on January 26, 2012.
  • [F2]Includes a restricted stock award of 1,250 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan on November 23, 2009. The shares subject to this award vest in 20% increments on an annual basis, with the second installment scheduled to vest on November 23, 2011. Also includes a restricted stock award of 1,003 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan on January 26, 2011, which will vest in equal installments of 20% per year beginning on January 26, 2012. Also includes a restricted stock award of 1,250 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan on April 27, 2011, which will vest in equal installments of 20% per year beginning on April 27, 2012.
  • [F3]Reflects a grant of stock options to the reporting person under the CMS Bancorp, Inc. 2007 Stock Option Plan on April 27, 2011, which will vest in equal installments of 20% per year beginning on April 27, 2012.

Documents

1 file
  • 4
    rrd309678.xmlPrimary

    FORM 4