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LIVANOS ALEXANDER C 4

Accession 0001181431-11-026434

CIK 0001133421other

View on SEC.gov Company Profile

Filed

May 1, 8:00 PM ET

Accepted

May 2, 9:19 PM ET

Size

18.7 KB

Accession

0001181431-11-026434

Insider Transaction Report

Form 4

Period: 2011-04-29

NORTHROP GRUMMAN CORP /DE/NOC

LIVANOS ALEXANDER C

Corp. VP & Pres. Space Tech.

Transactions

Exercise/Conversion
Common Stock
2011-04-29$48.55/sh+4,375$212,406→ 71,830 total
Exercise/Conversion
Common Stock
2011-04-29$41.14/sh+51,040$2,099,786→ 118,495 total
Sale
Common Stock
2011-04-29$62.69/sh−51,040$3,199,698→ 67,455 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2011-04-29$47.99/sh−3,828$183,706→ 0 total
Exercise: $47.99From: 2005-06-14Exp: 2014-06-14→ Common Stock (3,828 underlying)
Exercise/Conversion
Stock Option (Right-to-Buy)
2011-04-29$41.14/sh−51,040$2,099,786→ 25,523 total
Exercise: $41.14From: 2010-02-17Exp: 2016-02-17→ Common Stock (51,040 underlying)
Exercise/Conversion
Common Stock
2011-04-29$47.99/sh+3,828$183,706→ 71,283 total
Sale
Common Stock
2011-04-29$62.57/sh−3,828$239,518→ 67,455 total
Sale
Common Stock
2011-04-29$62.57/sh−4,375$273,744→ 67,455 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2011-04-29$48.55/sh−4,375$212,406→ 0 total
Exercise: $48.55From: 2006-02-07Exp: 2015-02-07→ Common Stock (4,375 underlying)

Footnotes (2)

[F1]Total amount includes 13,343 unvested Restricted Performance Stock Rights ("RPSRs") granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 2/17/09, with a valuation of performance measurement period ("measurement period") ending on 12/31/11; 14,109 unvested RPSRs granted under the LTISP on 2/16/10, with the measurement period ending on 12/31/12; 6,741 unvested RPSRs granted under the LTISP on 2/15/11 with the measurement period ending on 12/31/13; and 6,741 Restricted Stock Rights granted under the LTISP on 2/15/11 and cliff vests 100% on the fourth anniversary from the grant date on 2/15/15. Grants awarded pursuant to Rule 16b-3(d).
[F2]Represents the weighted average sale price of $62.69 rounded to the nearest hundredths. The highest prince at which the shares sold was $62.770 and the lowest price at which the shares sold was $62.57.

Documents

1 file

4
rrd309845.xmlPrimary
EXERCISE & SELL

Issuer

NORTHROP GRUMMAN CORP /DE/

CIK 0001133421

Entity typeother

Related Parties

1

filerCIK 0001316632

Filing Metadata

Form type: 4
Filed: May 1, 8:00 PM ET
Accepted: May 2, 9:19 PM ET
Size: 18.7 KB

View on SEC.gov