THOMPSON RONALD L 3/A
3/A · Chrysler Group LLC · Filed May 3, 2011
Insider Transaction Report
Form 3/AAmended
THOMPSON RONALD L
Director
Holdings
Restricted Stock Units
Exercise: $0.00→ Class A Membership Interests (602.41 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a unit equal to 1/600th of the value of a Class A Membership Interest of Chrysler Group LLC (the "Company") on a fully diluted basis after conversion of the Company's Class B Membership Interests pursuant to the terms of the Company's Limited Liability Company Operating Agreement ("LLC Operating Agreement"), assuming that the Class B member's ownership interest does not increase as a result of the occurrence of the Class B Events (as defined in the LLC Operating Agreement). Payment of vested RSUs will be made in cash prior to a Chrysler Group IPO (as defined in the LLC Operating Agreement) and, on and after a Chrysler Group IPO, in cash or shares of the Company's publicly traded stock in the Company's sole discretion. These RSUs vest in one-third increments on June 10, 2010, June 10, 2011 and June 10, 2012 and are subject to the terms and conditions of the 2009 Directors Restricted Stock Unit Plan.
- [F2]Granted on November 12, 2009.
- [F3]This figure has been amended to correspond to the number of Class A Membership Interests represented by the Chrysler Group Units granted in connection with this award. Each Chrysler Group Unit represents 1/600th of a Class A Membership Interest. See Note (1) above.