IMURA KIMIHIKO 4
Accession 0001181431-11-026814
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:59 PM ET
Size
46.7 KB
Accession
0001181431-11-026814
Insider Transaction Report
- Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.35/sh−200$1,870→ 1,472 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.37/sh−100$937→ 572 total - Conversion
Class B Common Stock (convertible into Class A Common Stock)
2011-05-02−2,500→ 84,541 total(indirect: See Footnote)→ Class A Common Stock ($0.0001 par value) (2,500 underlying) - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.18/sh−200$1,836→ 6,647 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.27/sh−600$5,559→ 4,447 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.08/sh−153$1,389→ 7,347 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.28/sh−100$928→ 3,747 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.33/sh−404$3,769→ 1,672 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.38/sh−200$1,876→ 372 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.23/sh−200$1,846→ 6,447 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.26/sh−600$5,556→ 5,047 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.36/sh−800$7,488→ 672 total - Conversion
Class A Common Stock ($0.0001 par value)
2011-05-02+7,500→ 7,500 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.10/sh−100$910→ 7,247 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.15/sh−100$915→ 6,847 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.25/sh−400$3,700→ 6,047 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.26/sh−400$3,702→ 5,647 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.27/sh−600$5,562→ 3,847 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.32/sh−200$1,864→ 2,076 total - Conversion
Class B Common Stock (convertible into Class A Common Stock)
2011-05-02−7,500→ 23,999 total→ Class A Common Stock ($0.0001 par value) (7,500 underlying) - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.10/sh−100$910→ 7,147 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.11/sh−200$1,822→ 6,947 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.28/sh−501$4,649→ 3,246 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.29/sh−270$2,508→ 2,976 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.30/sh−100$930→ 2,876 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.30/sh−354$3,292→ 2,522 total - Sale
Class A Common Stock ($0.0001 par value)
2011-05-02$9.31/sh−246$2,290→ 2,276 total - Conversion
Class B Common Stock (convertible into Class A Common Stock)
2011-05-02−2,500→ 84,541 total(indirect: See Footnote)→ Class A Common Stock ($0.0001 par value) (2,500 underlying)
Footnotes (5)
- [F1]Reflects shares of Class B common stock converted into an equivalent number of shares of Class A common stock pursuant to a power of attorney granted by the reporting person on June 7, 2010 in connection with the adoption of a Rule 10b5-1 trading plan.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2010.
- [F3]Shares held directly by KI Trust, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
- [F4]Shares held directly by YI Trust, a grantor retained annuity trust, for which the Reporting Person's spouse serves as trustee.
- [F5]Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.
Documents
Issuer
MAXLINEAR INC
CIK 0001288469
Related Parties
1- filerCIK 0001478344
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 5:59 PM ET
- Size
- 46.7 KB