Dunham Donald A Jr 4

4 · GRANITE CITY FOOD & BREWERY LTD · Filed May 10, 2011

Form 4

Period: 2011-05-10

Director10% Owner

Transactions

Disposition to Issuer
Common Stock
2011-05-10$2.35/sh−3,000,000$7,050,000→ 1,666,666 total(indirect: See footnote)
Award
Stock Option (right to buy)
2011-05-10+5,000→ 5,000 total
Exercise: $3.35From: 2011-05-10Exp: 2016-05-10→ Common Stock (5,000 underlying)

Holdings

Stock Option (right to buy)
Exercise: $1.82From: 2011-10-05Exp: 2020-10-05→ Common Stock (5,000 underlying)
5,000
Warrant to Purchase Common Stock
(indirect: See footnote)
Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (9,817 underlying)
9,817
Warrant to Purchase Common Stock
Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (17,760 underlying)
17,760
Warrant to Purchase Common Stock
(indirect: See footnote)
Exercise: $1.58From: 2010-06-30Exp: 2014-02-07→ Common Stock (35,651 underlying)
35,651
Common Stock
45,944
Warrant to Purchase Common Stock
(indirect: See footnote)
Exercise: $1.59From: 2010-06-30Exp: 2014-02-10→ Common Stock (692 underlying)
692
Warrant to Purchase Common Stock
(indirect: See footnote)
Exercise: $3.00From: 2010-06-30Exp: 2014-08-25→ Common Stock (177 underlying)
177

Footnotes (6)

[F1]Held by DHW Leasing, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
[F2]This option was granted under the Company's Amended and Restated Equity Incentive Plan, which meets the requirements of Rule 16b-3.
[F3]This option became fully vested upon Mr. Dunham's resignation as of May 10, 2011.
[F4]This option is exercisable for a term of 5 years following Mr. Dunham's resignation.
[F5]Held by Dunham Capital Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
[F6]Held by Dunham Equity Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.

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