HEINTZ KENNETH N 4
4 · NORTHROP GRUMMAN CORP /DE/ · Filed May 20, 2011
Insider Transaction Report
Form 4
HEINTZ KENNETH N
Corporate VP, Controller & CAO
Transactions
- Purchase
Common Stock
2011-05-19$64.76/sh+2,563$165,980→ 78,088 total
Holdings
- 82.271(indirect: See footnote)
Common Stock
Footnotes (2)
- [F1]Total amount includes 18,813 unvested Restricted Performance Stock Rights ("RPSRs") granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 2/17/09, with a valuation of performance measurement period ("measurement period") ending on 12/31/11; 17,691 unvested RPSRs granted under the LTISP on 2/16/10, with the measurement period ending on 12/31/12; and 13,057 unvested RPSRs granted under the LTISP on 2/15/11, with the measurement period ending on 12/31/13. Grants awarded pursuant to Rule 16b-3(d).
- [F2]Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of April 29, 2011. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.