INFINERA CORP|4May 20, 7:35 PM ET

KOEN PHILIP J 4

4 · INFINERA CORP · Filed May 20, 2011

Form 4

Period: 2011-05-18

Director

Transactions

Exercise/Conversion
Restricted Stock Units
2011-05-19−5,500→ 0 total
→ Common Stock (5,500 underlying)
Award
Restricted Stock Units
2011-05-18+9,100→ 9,100 total
→ Common Stock (9,100 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2011-05-18+17,600→ 17,600 total
Exercise: $7.25Exp: 2021-05-18→ Common Stock (17,600 underlying)
Exercise/Conversion
Common Stock
2011-05-19+5,500→ 583 total

Holdings

Non-Qualified Stock Option (Right to Buy)
Exercise: $7.55Exp: 2020-05-19→ Common Stock (14,500 underlying)
14,500
Common Stock
(indirect: See Footnote)
5,500

Footnotes (8)

[F1]Excludes 5,500 shares previously held directly by the Reporting Person which were re-registered on May 19, 2011 and are now held directly by The Koen Family Trust dtd 11/3/10 for which the Reporting Person serves as trustee (the "Koen Family Trust").
[F2]Includes 5,500 shares previously held directly by the Reporting Person which were re-registered on May 19, 2011 and are now held directly by the Koen Family Trust.
[F3]Shares held directly by the Koen Family Trust.
[F4]Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
[F5]The RSUs fully vested on May 19, 2011.
[F6]The RSUs fully vest on May 18, 2012.
[F7]The option fully vests on May 18, 2012.
[F8]The option fully vested on May 19, 2011.

Documents

1 file