Ferber Laurie R. 4
4 · MF Global Holdings Ltd. · Filed Jun 1, 2011
Insider Transaction Report
Form 4
Ferber Laurie R.
General Counsel
Transactions
- Exercise/Conversion
Common Stock, par value $1.00 per share
2011-05-27+46,414→ 69,832 total - Exercise/Conversion
Restricted Stock Units
2011-05-27−46,414→ 92,827 total→ Common Stock (46,414 underlying) - Tax Payment
Common Stock, par value $1.00 per share
2011-05-27$7.62/sh−19,484$148,468→ 50,348 total
Holdings
- 500(indirect: By Spouse)
Common Stock, par value $1.00 per share
Footnotes (3)
- [F1]The shares of common stock, par value $1.00 per share ("Common Stock"), were acquired upon vesting of restricted stock units granted on May 27, 2010.
- [F2]Payment of tax liability by withholding Common Stock incident to the vesting of restricted share units in accordance with Rule 16b-3.
- [F3]Each restricted stock unit represents a contingent right to receive one share of Common Stock of MF Global Holdings Ltd. (the "Company"). The restricted stock units are subject to the terms and conditions of the Company's Amended and Restated 2007 Long Term Incentive Plan, as amended. These restricted stock units were granted on May 27, 2010. Approximately one-third of the restricted stock units vested on May 27, 2011, and one-half of the balance will vest on each of the second and third anniversaries of the grant date (becoming fully vested on the third anniversary of the grant date). Common Stock will be delivered upon vesting, except in certain limited circumstances described in the award agreement.