Home/Filings/4/0001181431-11-036178
4//SEC Filing

Codispoti Edward H 4

Accession 0001181431-11-036178

CIK 0001111559other

Filed

Jun 9, 8:00 PM ET

Accepted

Jun 10, 6:30 PM ET

Size

12.2 KB

Accession

0001181431-11-036178

Insider Transaction Report

Form 4
Period: 2011-06-10
Codispoti Edward H
Chief Accounting Officer
Transactions
  • Disposition to Issuer

    Performance Shares (Right to Acquire)

    2011-06-104,2190 total
    Exercise: $0.00From: 2014-02-15Exp: 2016-02-15Common Stock (4,219 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-104,3800 total
    Exercise: $5.77From: 2010-01-16Exp: 2019-01-16Common Stock (4,380 underlying)
  • Disposition to Issuer

    Performance Shares (Right to Acquire)

    2011-06-103,9000 total
    Exercise: $0.00From: 2013-02-16Exp: 2015-02-16Common Stock (3,900 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-1025,0000 total
    Exercise: $11.94From: 2008-10-22Exp: 2017-10-22Common Stock (25,000 underlying)
Footnotes (2)
  • [F1]These performance shares were canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive at the times that they otherwise would have vested a cash payment equal to $9.75 per share (without interest and less any required withholding taxes).
  • [F2]This option was canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive a cash payment representing the number of shares of the Issuer's common stock underlying such option multiplied by the positive difference, if any, between the purchase price of $9.75 per share minus the exercise price of the option (without interest and less any required withholding taxes) at the effective time of the merger.

Issuer

TRADESTATION GROUP INC

CIK 0001111559

Entity typeother

Related Parties

1
  • filerCIK 0001484447

Filing Metadata

Form type
4
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 6:30 PM ET
Size
12.2 KB