|4Jun 10, 6:30 PM ET

Codispoti Edward H 4

4 · TRADESTATION GROUP INC · Filed Jun 10, 2011

Insider Transaction Report

Form 4
Period: 2011-06-10
Codispoti Edward H
Chief Accounting Officer
Transactions
  • Disposition to Issuer

    Performance Shares (Right to Acquire)

    2011-06-104,2190 total
    Exercise: $0.00From: 2014-02-15Exp: 2016-02-15Common Stock (4,219 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-104,3800 total
    Exercise: $5.77From: 2010-01-16Exp: 2019-01-16Common Stock (4,380 underlying)
  • Disposition to Issuer

    Performance Shares (Right to Acquire)

    2011-06-103,9000 total
    Exercise: $0.00From: 2013-02-16Exp: 2015-02-16Common Stock (3,900 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-1025,0000 total
    Exercise: $11.94From: 2008-10-22Exp: 2017-10-22Common Stock (25,000 underlying)
Footnotes (2)
  • [F1]These performance shares were canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive at the times that they otherwise would have vested a cash payment equal to $9.75 per share (without interest and less any required withholding taxes).
  • [F2]This option was canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive a cash payment representing the number of shares of the Issuer's common stock underlying such option multiplied by the positive difference, if any, between the purchase price of $9.75 per share minus the exercise price of the option (without interest and less any required withholding taxes) at the effective time of the merger.

Documents

1 file
  • 4
    rrd315106.xmlPrimary

    FORM 4