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4//SEC Filing

SREDNI SALOMON 4

Accession 0001181431-11-036180

CIK 0001111559other
View on SEC.govCompany Profile

Filed

Jun 9, 8:00 PM ET

Accepted

Jun 10, 6:31 PM ET

Size

41.2 KB

Accession

0001181431-11-036180

Insider Transaction Report

Form 4
Period: 2011-06-09
TRADESTATION GROUP INCTRAD
SREDNI SALOMON
DirectorPresident, CEO and Director
Transactions
  • Gift

    Common Stock

    2011-06-09−6,200→ 325,628 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−18,000→ 0 total
    Exercise: $1.39From: 2003-12-24Exp: 2012-12-24→ Common Stock (18,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−17,322→ 0 total
    Exercise: $6.41From: 2011-02-16Exp: 2020-02-16→ Common Stock (17,322 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−4,910→ 0 total
    Exercise: $7.11From: 2012-02-15Exp: 2021-02-15→ Common Stock (4,910 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−33,123→ 0 total
    Exercise: $1.47From: 2003-01-28Exp: 2012-01-28→ Common Stock (33,123 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−178,912→ 0 total
    Exercise: $9.03From: 2004-12-30Exp: 2013-12-30→ Common Stock (178,912 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−78,000→ 0 total
    Exercise: $6.41From: 2011-02-16Exp: 2020-02-16→ Common Stock (78,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−21,088→ 0 total
    Exercise: $9.03From: 2004-12-30Exp: 2013-12-30→ Common Stock (21,088 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−50,000→ 0 total
    Exercise: $15.54From: 2007-01-13Exp: 2016-01-13→ Common Stock (50,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−25,769→ 0 total
    Exercise: $11.42From: 2009-01-18Exp: 2018-01-18→ Common Stock (25,769 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−39,055→ 0 total
    Exercise: $5.77From: 2010-01-16Exp: 2019-01-16→ Common Stock (39,055 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−19,644→ 0 total
    Exercise: $7.11From: 2012-02-15Exp: 2021-02-15→ Common Stock (19,644 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−40,000→ 0 total
    Exercise: $1.47From: 2003-01-28Exp: 2012-01-28→ Common Stock (40,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−12,000→ 0 total
    Exercise: $1.39From: 2003-12-24Exp: 2012-12-24→ Common Stock (12,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−1→ 0 total
    Exercise: $7.11From: 2006-01-03Exp: 2015-01-03→ Common Stock (1 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−99,999→ 0 total
    Exercise: $7.11From: 2006-01-03Exp: 2015-01-03→ Common Stock (99,999 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−50,000→ 0 total
    Exercise: $12.43From: 2008-01-19Exp: 2017-01-19→ Common Stock (50,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−13,619→ 0 total
    Exercise: $5.77From: 2010-01-16Exp: 2019-01-16→ Common Stock (13,619 underlying)
  • Disposition to Issuer

    Common Stock

    2011-06-10$9.75/sh−325,628$3,174,873→ 0 total
Footnotes (2)
  • [F1]These shares were canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive a cash payment equal to $9.75 per share (without interest and less any required withholding taxes) at the effective time of the merger.
  • [F2]This option was canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive a cash payment representing the number of shares of the Issuer's common stock underlying such option multiplied by the positive difference, if any, between the purchase price of $9.75 per share minus the exercise price of the option (without interest and less any required withholding taxes) at the effective time of the merger.

Documents

1 file

Issuer

TRADESTATION GROUP INC

CIK 0001111559

→
Entity typeother

Related Parties

1
  • filerCIK 0001236834

Filing Metadata

Form type
4
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 6:31 PM ET
Size
41.2 KB
View on SEC.gov