4//SEC Filing
FIPPS MICHAEL W 4
Accession 0001181431-11-036185
CIK 0001111559other
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 6:33 PM ET
Size
13.1 KB
Accession
0001181431-11-036185
Insider Transaction Report
Form 4
FIPPS MICHAEL W
Director
Transactions
- Disposition to Issuer
Common Stock
2011-06-10$9.75/sh−9,610$93,698→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2011-06-10−7,000→ 0 totalExercise: $10.13From: 2009-06-12Exp: 2013-06-12→ Common Stock (7,000 underlying) - Disposition to Issuer
Common Stock
2011-06-10$9.75/sh−500$4,875→ 0 total(indirect: By Spouse) - Disposition to Issuer
Stock Option (Right to Buy)
2011-06-10−7,000→ 0 totalExercise: $12.09From: 2008-06-01Exp: 2012-06-01→ Common Stock (7,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-06-10−7,000→ 0 totalExercise: $8.55From: 2010-06-02Exp: 2014-06-02→ Common Stock (7,000 underlying)
Footnotes (2)
- [F1]These shares were canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive a cash payment equal to $9.75 per share (without interest and less any required withholding taxes) at the effective time of the merger.
- [F2]This option was canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive a cash payment representing the number of shares of the Issuer's common stock underlying such option multiplied by the positive difference, if any, between the purchase price of $9.75 per share minus the exercise price of the option (without interest and less any required withholding taxes) at the effective time of the merger.
Documents
Issuer
TRADESTATION GROUP INC
CIK 0001111559
Entity typeother
Related Parties
1- filerCIK 0001236838
Filing Metadata
- Form type
- 4
- Filed
- Jun 9, 8:00 PM ET
- Accepted
- Jun 10, 6:33 PM ET
- Size
- 13.1 KB