FIPPS MICHAEL W 4
4 · TRADESTATION GROUP INC · Filed Jun 10, 2011
Insider Transaction Report
Form 4
FIPPS MICHAEL W
Director
Transactions
- Disposition to Issuer
Common Stock
2011-06-10$9.75/sh−9,610$93,698→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2011-06-10−7,000→ 0 totalExercise: $10.13From: 2009-06-12Exp: 2013-06-12→ Common Stock (7,000 underlying) - Disposition to Issuer
Common Stock
2011-06-10$9.75/sh−500$4,875→ 0 total(indirect: By Spouse) - Disposition to Issuer
Stock Option (Right to Buy)
2011-06-10−7,000→ 0 totalExercise: $12.09From: 2008-06-01Exp: 2012-06-01→ Common Stock (7,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-06-10−7,000→ 0 totalExercise: $8.55From: 2010-06-02Exp: 2014-06-02→ Common Stock (7,000 underlying)
Footnotes (2)
- [F1]These shares were canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive a cash payment equal to $9.75 per share (without interest and less any required withholding taxes) at the effective time of the merger.
- [F2]This option was canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive a cash payment representing the number of shares of the Issuer's common stock underlying such option multiplied by the positive difference, if any, between the purchase price of $9.75 per share minus the exercise price of the option (without interest and less any required withholding taxes) at the effective time of the merger.