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4//SEC Filing

FLEISCHMAN DAVID H 4

Accession 0001181431-11-036188

CIK 0001111559other
View on SEC.govCompany Profile

Filed

Jun 9, 8:00 PM ET

Accepted

Jun 10, 6:35 PM ET

Size

39.9 KB

Accession

0001181431-11-036188

Insider Transaction Report

Form 4
Period: 2011-06-08
TRADESTATION GROUP INCTRAD
FLEISCHMAN DAVID H
CFO, VP of Finance & Treasurer
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−9,529→ 0 total
    Exercise: $7.11From: 2006-01-03Exp: 2015-01-03→ Common Stock (9,529 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−6,468→ 0 total
    Exercise: $15.54From: 2007-01-13Exp: 2016-01-13→ Common Stock (6,468 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−9,192→ 0 total
    Exercise: $12.43From: 2008-01-19Exp: 2017-01-19→ Common Stock (9,192 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−7,248→ 0 total
    Exercise: $13.12From: 2008-02-20Exp: 2017-02-20→ Common Stock (7,248 underlying)
  • Disposition to Issuer

    Common Stock

    2011-06-10$9.75/sh−77,236$753,051→ 0 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−40,000→ 0 total
    Exercise: $1.47From: 2003-01-28Exp: 2012-01-28→ Common Stock (40,000 underlying)
  • Disposition to Issuer

    Common Stock

    2011-06-08$9.75/sh−31,283$305,009→ 77,236 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−20,000→ 0 total
    Exercise: $1.39From: 2003-12-24Exp: 2012-12-24→ Common Stock (20,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−808→ 0 total
    Exercise: $12.43From: 2008-01-19Exp: 2017-01-19→ Common Stock (808 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−2,752→ 0 total
    Exercise: $13.12From: 2008-02-20Exp: 2017-02-20→ Common Stock (2,752 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−7,332→ 0 total
    Exercise: $11.42From: 2009-01-18Exp: 2018-01-18→ Common Stock (7,332 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−29,497→ 0 total
    Exercise: $5.77From: 2010-01-16Exp: 2019-01-16→ Common Stock (29,497 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−27,453→ 0 total
    Exercise: $6.41From: 2011-02-16Exp: 2020-02-16→ Common Stock (27,453 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−3,532→ 0 total
    Exercise: $15.54From: 2007-01-13Exp: 2016-01-13→ Common Stock (3,532 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−7,098→ 0 total
    Exercise: $11.42From: 2009-01-18Exp: 2018-01-18→ Common Stock (7,098 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−20,000→ 0 total
    Exercise: $9.03From: 2004-12-30Exp: 2013-12-30→ Common Stock (20,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−6,471→ 0 total
    Exercise: $7.11From: 2006-01-03Exp: 2015-01-03→ Common Stock (6,471 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-06-10−13,750→ 0 total
    Exercise: $7.11From: 2012-02-15Exp: 2021-02-15→ Common Stock (13,750 underlying)
Footnotes (3)
  • [F1]Represents shares of common stock that were tendered to Felix 2011 Acquisition Sub, Inc., a Florida corporation ("Purchaser"), and a wholly-owned direct subsidiary of Monex Group, Inc., a Japanese corporation, pursuant to Purchaser's offer to purchase all outstanding shares of the Issuer at a purchase price of $9.75 per share, net to the seller in cash, without interest and less any required withholding taxes, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated May 10, 2011 (together with any amendments and supplements thereto), and in the related Letter of Transmittal (together with any amendments and supplements thereto).
  • [F2]These shares were canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive a cash payment equal to $9.75 per share (without interest and less any required withholding taxes) at the effective time of the merger.
  • [F3]This option was canceled pursuant to the Agreement and Plan of Merger, dated as of April 20, 2011, by and among the Issuer, Monex Group, Inc., a Japanese corporation, and Felix 2011 Acquisition Sub, Inc., a Florida corporation, in exchange for the right to receive a cash payment representing the number of shares of the Issuer's common stock underlying such option multiplied by the positive difference, if any, between the purchase price of $9.75 per share minus the exercise price of the option (without interest and less any required withholding taxes) at the effective time of the merger.

Documents

1 file

Issuer

TRADESTATION GROUP INC

CIK 0001111559

→
Entity typeother

Related Parties

1
  • filerCIK 0001236836

Filing Metadata

Form type
4
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 6:35 PM ET
Size
39.9 KB
View on SEC.gov