Home/Filings/4/0001181431-11-036819
4//SEC Filing

CASE WAYNE A 4

Accession 0001181431-11-036819

CIK 0000922612other

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 6:34 PM ET

Size

7.9 KB

Accession

0001181431-11-036819

Insider Transaction Report

Form 4
Period: 2011-05-31
CASE WAYNE A
DirectorPresident and CEO
Transactions
  • Award

    Common Stock Option (Right to Buy)

    2011-05-31+30,00030,000 total
    Exercise: $3.65From: 2011-05-31Exp: 2021-05-31Common Stock (30,000 underlying)
  • Award

    Common Stock Option (Right to Buy)

    2011-05-31+15,00015,000 total(indirect: By Spouse)
    Exercise: $3.65From: 2011-05-31Exp: 2021-05-31Common Stock (15,000 underlying)
Footnotes (3)
  • [F1]The options vest in the following amounts on the following dates: 50% on May 31, 2011; 16.67% on May 31, 2012; 16.67% on May 31, 2013; and 16.66% on May 31, 2014; provided, however, that upon Mr. Case's retirement all of the unvested options, which are subject to this grant, will vest regardless of the date.
  • [F2]The options vest in the following amounts on the following dates: 50% on May 31, 2011; 16.67% on May 31, 2012; 16.67% on May 31, 2013; and 16.66% on May 31, 2014; provided, however, that upon the retirement of Mr. Case's spouse all of the unvested options held by her, which are subject to this grant, will vest regardless of the date.
  • [F3]Mr. Case's spouse also holds options to purchase 20,000 shares of common stock that expire on June 9, 2014.

Documents

1 file

Issuer

SCHMITT INDUSTRIES INC

CIK 0000922612

Entity typeother
IncorporatedOR

Related Parties

1
  • filerCIK 0001275543

Filing Metadata

Form type
4
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 6:34 PM ET
Size
7.9 KB