4//SEC Filing
Makula David 4
Accession 0001181431-11-037887
CIK 0001171759other
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 9:43 PM ET
Size
14.0 KB
Accession
0001181431-11-037887
Insider Transaction Report
Form 4
Oak Street Capital Master Fund, Ltd.
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-06-21$34.23/sh−48,900$1,673,847→ 673,363 total(indirect: See footnotes) - Disposition to Issuer
Common Stock
2011-06-20$33.72/sh−78,600$2,650,392→ 722,263 total(indirect: See footnotes)
Oak Street Capital SPV 1 LP
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-06-20$33.72/sh−78,600$2,650,392→ 722,263 total(indirect: See footnotes) - Disposition to Issuer
Common Stock
2011-06-21$34.23/sh−48,900$1,673,847→ 673,363 total(indirect: See footnotes)
Oak Street Capital Management, LLC
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-06-21$34.23/sh−48,900$1,673,847→ 673,363 total(indirect: See footnotes) - Disposition to Issuer
Common Stock
2011-06-20$33.72/sh−78,600$2,650,392→ 722,263 total(indirect: See footnotes)
Makula David
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-06-20$33.72/sh−78,600$2,650,392→ 722,263 total(indirect: See footnotes) - Disposition to Issuer
Common Stock
2011-06-21$34.23/sh−48,900$1,673,847→ 673,363 total(indirect: See footnotes)
Footnotes (7)
- [F1]Shares disposed of pursuant to a previously established Rule 10b5-1 trading plan.
- [F2]Mr. Makula is a member of the issuer's board of directors. Oak Street Capital Management, LLC ("Capital Management") is the general partner of Oak Street Capital SPV 1 LP ("SPV Fund") and the sole investment manager of Oak Street Capital Master Fund, Ltd. ("Master Fund"). The principal business of Capital Management is serving as the investment manager of the SPV Fund, the Master Fund and various managed accounts (the "Oak Street Accounts"). Mr. Makula is the sole manager and sole member of Capital Management. Capital Management, the SPV Fund, the Master Fund and Mr. Makula shall be referred to herein as the "Reporting Persons."
- [F3]As of June 20, 2011, Capital Management had an indirect pecuniary interest in 721,866 Shares, which consisted of (i) 401,409 Shares directly held by the SPV Fund; (ii) 303,249 Shares directly held by the Master Fund; and (iii) 17,208 Shares directly held by other Oak Street Accounts. As of June 20, 2011, Mr. Makula had a pecuniary interest in 722,263 Shares, which consisted of (i) a direct pecuniary interest in 397 restricted stock units directly held by him under the issuer's Amended and Restated 2007 Performance Incentive Plan; and (ii) an indirect pecuniary interest in the 721,866 Shares in which Capital Management had a direct pecuniary interest.
- [F4]Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
- [F5]The price reported is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $33.50 to $33.87, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote.
- [F6]As of June 21, 2011, Capital Management had an indirect pecuniary interest in 672,966 Shares, which consisted of (i) 394,423 Shares directly held by the SPV Fund; (ii) 261,335 Shares directly held by the Master Fund; and (iii) 17,208 Shares directly held by other Oak Street Accounts. As of June 21, 2011, Mr. Makula had a pecuniary interest in 673,363 Shares, which consisted of (i) a direct pecuniary interest in 397 restricted stock units directly held by him under the issuer's Amended and Restated 2007 Performance Incentive Plan; and (ii) an indirect pecuniary interest in the 672,966 Shares in which Capital Management had a direct pecuniary interest.
- [F7]The price reported is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $33.60 to $34.92, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
RED ROBIN GOURMET BURGERS INC
CIK 0001171759
Entity typeother
Related Parties
1- filerCIK 0001508046
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 9:43 PM ET
- Size
- 14.0 KB