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WAGENHEIM STEVEN J 4

Accession 0001181431-11-038098

CIK 0001048620other
View on SEC.govCompany Profile

Filed

Jun 23, 8:00 PM ET

Accepted

Jun 24, 11:49 AM ET

Size

34.2 KB

Accession

0001181431-11-038098

Insider Transaction Report

Form 4
Period: 2011-06-23
GRANITE CITY FOOD & BREWERY LTDGCFB
WAGENHEIM STEVEN J
DirectorPresident/CEO
Transactions
  • Award

    Stock Option (right to buy)

    2011-06-23+25,000→ 25,000 total
    Exercise: $2.00From: 2011-12-28Exp: 2015-03-15→ Common Stock (25,000 underlying)
  • Award

    Stock Option (right to buy)

    2011-06-23+5,000→ 5,000 total
    Exercise: $2.00From: 2011-12-28Exp: 2013-02-11→ Common Stock (5,000 underlying)
  • Award

    Stock Option (right to buy)

    2011-06-23+16,666→ 16,666 total
    Exercise: $2.00From: 2011-12-28Exp: 2017-04-13→ Common Stock (16,666 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-06-23−16,666→ 0 total
    Exercise: $25.38From: 2006-12-31Exp: 2016-02-22→ Common Stock (16,666 underlying)
  • Award

    Stock Option (right to buy)

    2011-06-23+8,333→ 8,333 total
    Exercise: $2.00From: 2011-12-28Exp: 2013-10-24→ Common Stock (8,333 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-06-23−8,333→ 0 total
    Exercise: $21.72Exp: 2013-10-24→ Common Stock (8,333 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-06-23−5,000→ 0 total
    Exercise: $14.70Exp: 2013-02-11→ Common Stock (5,000 underlying)
  • Award

    Stock Option (right to buy)

    2011-06-23+4,166→ 4,166 total
    Exercise: $2.00From: 2011-12-28Exp: 2011-12-30→ Common Stock (4,166 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-06-23−4,166→ 0 total
    Exercise: $9.90From: 2001-12-31Exp: 2011-12-30→ Common Stock (4,166 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-06-23−16,666→ 0 total
    Exercise: $37.20Exp: 2017-04-13→ Common Stock (16,666 underlying)
  • Award

    Stock Option (right to buy)

    2011-06-23+16,666→ 16,666 total
    Exercise: $2.00From: 2011-12-28Exp: 2016-02-22→ Common Stock (16,666 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-06-23−25,000→ 0 total
    Exercise: $25.86Exp: 2015-03-15→ Common Stock (25,000 underlying)
Holdings

  • Common Stock

    15,574

  • Stock Option (right to buy)

    Exercise: $2.00Exp: 2020-12-28→ Common Stock (69,958 underlying)
    69,958

  • Stock Option (right to buy)

    Exercise: $2.25Exp: 2020-05-26→ Common Stock (75,000 underlying)
    75,000

  • Stock Option (right to buy)

    Exercise: $1.08Exp: 2019-04-02→ Common Stock (12,500 underlying)
    12,500

  • Common Stock

    (indirect: See footnote)
    96,979
Footnotes (10)
  • [F1]Steven J. Wagenheim is a member of Brewing Ventures LLC and owns approximately 71.4% of its membership interests. As a result, Mr. Wagenheim may be deemed to be the indirect beneficial owner of the securities held by such entity.
  • [F10]This option vests in three equal annual installments commencing on April 2, 2010.
  • [F2]This option was granted under the Company's Amended and Restated Equity Incentive Plan, which meets the requirements of Rule 16b-3.
  • [F3]On June 23, 2011, the Company cancelled, pursuant to the Company's option exchange program, options granted to the reporting person on December 31, 2001, February 11, 2003, October 24, 2003, March 15, 2005, February 22, 2006 and April 13, 2007. The reporting person received unvested replacement options as reported herein, each having an exercise price of $2.00 per share.
  • [F4]The cancelled option vested in three equal annual installments commencing on April 13, 2008.
  • [F5]The cancelled option vested with respect to 12,500 shares on March 15, 2005, 8,333 shares on March 15, 2007, and 4,166 shares on March 15, 2008.
  • [F6]The cancelled option vested in four equal annual installments commencing on October 24, 2004.
  • [F7]The cancelled option vested in four equal annual installments commencing on February 11, 2003.
  • [F8]This option vests in three equal annual installments commencing on December 28, 2011.
  • [F9]This option vests in four equal installments on August 25, 2010, May 26, 2011, May 26, 2012 and May 26, 2013.

Documents

1 file

Issuer

GRANITE CITY FOOD & BREWERY LTD

CIK 0001048620

→
Entity typeother

Related Parties

1
  • filerCIK 0001208885

Filing Metadata

Form type
4
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 11:49 AM ET
Size
34.2 KB
View on SEC.gov