UNDERWOOD MONICA A 4

Accession 0001181431-11-038100

CIK 0001048620other

Filed

Jun 23, 8:00 PM ET

Accepted

Jun 24, 11:51 AM ET

Size

26.2 KB

Accession

0001181431-11-038100

Form 4

Period: 2011-06-23

VP of Finance, Controller

Transactions

Award
Stock Option (right to buy)
2011-06-23+1,000→ 1,000 total
Exercise: $2.00From: 2011-12-28Exp: 2012-01-12→ Common Stock (1,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2011-06-23−1,000→ 0 total
Exercise: $31.02From: 2010-01-12Exp: 2012-01-12→ Common Stock (1,000 underlying)
Award
Stock Option (right to buy)
2011-06-23+3,333→ 3,333 total
Exercise: $2.00From: 2011-12-28Exp: 2013-02-11→ Common Stock (3,333 underlying)
Disposition to Issuer
Stock Option (right to buy)
2011-06-23−3,333→ 0 total
Exercise: $14.70Exp: 2013-02-11→ Common Stock (3,333 underlying)
Award
Stock Option (right to buy)
2011-06-23+1,666→ 1,666 total
Exercise: $2.00From: 2011-12-28Exp: 2013-10-24→ Common Stock (1,666 underlying)
Disposition to Issuer
Stock Option (right to buy)
2011-06-23−2,500→ 0 total
Exercise: $25.86Exp: 2015-03-15→ Common Stock (2,500 underlying)
Award
Stock Option (right to buy)
2011-06-23+2,500→ 2,500 total
Exercise: $2.00From: 2011-12-28Exp: 2015-03-15→ Common Stock (2,500 underlying)
Disposition to Issuer
Stock Option (right to buy)
2011-06-23−1,666→ 0 total
Exercise: $21.72Exp: 2013-10-24→ Common Stock (1,666 underlying)

Holdings

Stock Option (right to buy)
Exercise: $2.00Exp: 2020-12-28→ Common Stock (5,070 underlying)
5,070
Stock Option (right to buy)
Exercise: $5.47Exp: 2018-09-09→ Common Stock (833 underlying)
833
Stock Option (right to buy)
Exercise: $2.25Exp: 2020-05-26→ Common Stock (7,500 underlying)
7,500
Stock Option (right to buy)
Exercise: $1.08Exp: 2019-04-02→ Common Stock (1,250 underlying)
1,250
Common Stock
416

Footnotes (9)

[F1]This option was granted under the Company's Amended and Restated Equity Incentive Plan, which meets the requirements of Rule 16b-3.
[F2]On June 23, 2011, the Company cancelled, pursuant to the Company's option exchange program, options granted to the reporting person on February 11, 2003, October 24, 2003, March 15, 2005 and January 12, 2007. The reporting person received unvested replacement options as reported herein, each having an exercise price of $2.00 per share.
[F3]The cancelled option vested in three equal annual installments commencing on March 15, 2006.
[F4]The cancelled option vested in four equal annual installments commencing on October 24, 2004.
[F5]The cancelled option vested in four equal annual installments commencing on February 11, 2003.
[F6]This option vests in three equal annual installments commencing on December 28, 2011.
[F7]This option vests in four equal installments commencing on August 25, 2010, May 26, 2011, May 26, 2012 and May 26, 2013.
[F8]This option vests in three equal annual installments commencing on April 2, 2010.
[F9]This option vests over four years commencing on the first anniversary of the date of grant as follows: 10%, 15%, 30% and 45%.

Documents

1 file

GRANITE CITY FOOD & BREWERY LTD

CIK 0001048620

Entity typeother